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First Trust Japan AlphaDEX Fund

20 hedge funds and large institutions have $90.2M invested in First Trust Japan AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

11% more funds holding

Funds holding: 1820 (+2)

3% less capital invested

Capital invested by funds: $93.1M → $90.2M (-$2.99M)

21.42% less ownership

Funds ownership: 110.96%89.54% (-21%)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
7
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JG
1
Jefferies Group
New York
$65.8M +$67.3M +1,504,090 New
Morgan Stanley
2
Morgan Stanley
New York
$7.53M -$4.95M -110,666 -39%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.45M +$3.52M +78,611 +340%
Jane Street
4
Jane Street
New York
$2.87M +$2.5M +55,854 +575%
IFWM
5
Institute for Wealth Management
Colorado
$2.61M +$2.67M +59,624 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.98M -$69.4K -1,551 -3%
Bank of America
7
Bank of America
North Carolina
$1.42M +$177K +3,963 +14%
Creative Planning
8
Creative Planning
Kansas
$788K +$805K +18,000 New
SAM
9
SignalPoint Asset Management
Missouri
$671K +$146K +3,259 +27%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$567K -$7.51K -168 -1%
Citigroup
11
Citigroup
New York
$307K +$314K +7,012 New
PI
12
Placemark Investments
Illinois
$244K -$79.2K -1,770 -24%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$236K +$241K +5,398 New
LPL Financial
14
LPL Financial
California
$234K +$239K +5,341 New
Ameriprise
15
Ameriprise
Minnesota
$183K +$133K +2,980 +745%
AIG
16
American International Group
New York
$89.4K +$42.5K +949 +87%
U
17
UBS
Switzerland
$69K +$70.5K +1,575 New
Wells Fargo
18
Wells Fargo
California
$53K +$21.7K +484 +68%
WEC
19
Winslow Evans & Crocker
Massachusetts
$35.6K -$6.04K -135 -14%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$2K +$2.24K +50 New
FSIM
21
F-Squared Investment Management
Massachusetts
-$62.1M -1,331,336 Closed
HA
22
Hays Advisory
Tennessee
-$9.22M -197,532 Closed
AGA
23
Accuvest Global Advisors
Utah
-$1.05M -22,450 Closed
FHA
24
First Horizon Advisors
Tennessee
-$570K -13,282 Closed
SI
25
Stephens Inc
Arkansas
-$280K -6,005 Closed

FJP Hedge Fund Activity: Q1 2014 in Review

20 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q1 2014, worth a combined $90.2M — down 3.2% from $93.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FJP positions and 6 closed out — a net gain of 2 holders — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Jefferies Group, opening a new position worth an estimated $67.3M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $62.1M sold.

  • 20 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q1 2014, up from 18 in Q4 2013.
  • Funds reported $90.2M of First Trust Japan AlphaDEX Fund stock for Q1 2014, down 3.2% quarter-over-quarter.
  • 8 funds opened new First Trust Japan AlphaDEX Fund positions in Q1 2014 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q1 2014 was Jefferies Group, an estimated $67.3M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q1 2014 was F-Squared Investment Management, an estimated $62.1M sold.

Based on aggregated 13F filings for Q1 2014.