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First Trust Japan AlphaDEX Fund

73 hedge funds and large institutions have $192M invested in First Trust Japan AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

14% more capital invested

Capital invested by funds: $169M → $192M (+$23M)

11.14% more ownership

Funds ownership: 91.88%103.02% (+11%)

7% more funds holding

Funds holding: 6873 (+5)

Holders
73
Holders Change
+5
Holders Change %
+7.35%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
35
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$41M -$9.66M -195,846 -19%
Morgan Stanley
2
Morgan Stanley
New York
$39.8M +$18.2M +368,834 +88%
CWM
3
Congress Wealth Management
Massachusetts
$35.9M -$88.4K -1,792 -0.3%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.8M -$237K -4,799 -2%
GLA
5
Good Life Advisors
Pennsylvania
$5.39M +$81.8K +1,659 +2%
LPL Financial
6
LPL Financial
California
$4.89M -$838K -16,997 -15%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.98M -$1.15M -23,257 -28%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$2.97M +$2.9M +58,908 New
BFEC
9
Benjamin F. Edwards & Company
Missouri
$2.57M -$1.09M -22,027 -30%
HFP
10
Holistic Financial Partners
Indiana
$2.48M +$11.7K +238 +0.5%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.42M +$1.52M +30,834 +180%
Citadel Advisors
12
Citadel Advisors
Florida
$2.4M +$2.35M +47,611 New
RG
13
Rathbones Group
United Kingdom
$2.25M -$218K -4,430 -9%
CAS
14
Coppell Advisory Solutions
Texas
$2.06M +$1.96M +39,799 +3,553%
TFA
15
Transamerica Financial Advisors
Florida
$2.05M +$629K +12,759 +46%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$1.96M +$384K +7,790 +25%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.75M +$1.2M +24,308 +233%
AssetMark Inc
18
AssetMark Inc
California
$1.63M +$613K +12,442 +63%
IA
19
IFP Advisors
Florida
$1.58M +$585K +11,859 +61%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.57M +$144K +2,924 +10%
GIM
21
Guild Investment Management
California
$1.55M +$1.51M +30,670 New
AWM
22
AE Wealth Management
Kansas
$1.37M +$125K +2,542 +11%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.24M -$333K -6,748 -21%
RJA
24
Raymond James & Associates
Florida
$1.09M +$307K +6,229 +40%
SCA
25
Snowden Capital Advisors
New York
$1.08M +$415K +8,416 +65%

FJP Hedge Fund Activity: Q4 2023 in Review

73 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2023, worth a combined $192M — up 14% from $169M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FJP positions and 7 closed out — a net gain of 5 holders — while 35 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $18.2M. The largest seller was First Trust Advisors, cutting an estimated $9.66M.

  • 73 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2023, up from 68 in Q3 2023.
  • Funds reported $192M of First Trust Japan AlphaDEX Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 12 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2023 and 7 closed out, a net change of +5 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $18.2M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2023 was First Trust Advisors, an estimated $9.66M sold.

Based on aggregated 13F filings for Q4 2023.