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First Trust Japan AlphaDEX Fund

24 hedge funds and large institutions have $29.5M invested in First Trust Japan AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

20% more funds holding

Funds holding: 2024 (+4)

0.96% more ownership

Funds ownership: 70.39%71.35% (+0.96%)

1% more capital invested

Capital invested by funds: $29.2M → $29.5M (+$269K)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
5
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21M -$1.87M -37,569 -8%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.65M +$610K +12,276 +62%
LPL Financial
3
LPL Financial
California
$1.24M +$187K +3,755 +19%
OMC
4
Old Mission Capital
Illinois
$1.19M +$1.15M +23,114 New
SAM
5
SignalPoint Asset Management
Missouri
$924K -$36.8K -740 -4%
RG
6
Rathbones Group
United Kingdom
$906K +$59.6K +1,200 +7%
RFWA
7
RPg Family Wealth Advisory
Massachusetts
$486K -$2.19K -44 -0.5%
DADC
8
D.A. Davidson & Co
Montana
$458K
FIM
9
Freedom Investment Management
Connecticut
$391K -$59.6K -1,199 -14%
CAS
10
Coppell Advisory Solutions
Texas
$345K +$332K +6,685 New
FTUS
11
Flow Traders U.S.
New York
$285K +$274K +5,514 New
Wells Fargo
12
Wells Fargo
California
$152K +$7.8K +157 +6%
Osaic Holdings
13
Osaic Holdings
Arizona
$137K -$18.8K -378 -13%
UBS Group
14
UBS Group
Switzerland
$125K -$31.1K -625 -21%
Bank of America
15
Bank of America
North Carolina
$39K -$77.3K -1,555 -68%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$22K +$21.4K +431 New
JP Morgan Chase
17
JP Morgan Chase
New York
$21K +$20.2K +407 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$20K -$609K -12,254 -97%
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$13K
Citigroup
20
Citigroup
New York
$7K +$3.73K +75 +125%
IA
21
IFP Advisors
Florida
$4K
FGAM
22
Financial Gravity Asset Management
Texas
$1K +$994 +20 New
Jane Street
23
Jane Street
New York
-$945K -19,358 Closed
Citadel Advisors
24
Citadel Advisors
Florida
-$334K -6,853 Closed
1W
25
1776 Wealth
Georgia
-$29K -602 Closed

FJP Hedge Fund Activity: Q4 2020 in Review

24 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2020, worth a combined $29.5M — up 0.92% from $29.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FJP positions and 3 closed out — a net gain of 4 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $1.15M. The largest seller was Morgan Stanley, cutting an estimated $1.87M.

  • 24 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2020, up from 20 in Q3 2020.
  • Funds reported $29.5M of First Trust Japan AlphaDEX Fund stock for Q4 2020, up 0.92% quarter-over-quarter.
  • 7 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2020 and 3 closed out, a net change of +4 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2020 was Old Mission Capital, an estimated $1.15M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2020 was Morgan Stanley, an estimated $1.87M sold.

Based on aggregated 13F filings for Q4 2020.