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First Trust Japan AlphaDEX Fund

37 hedge funds and large institutions have $51.3M invested in First Trust Japan AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.65% more ownership

Funds ownership: 65.33%67.98% (+2.6%)

3% less capital invested

Capital invested by funds: $53.2M → $51.3M (-$1.82M)

5% less funds holding

Funds holding: 3937 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

59% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 17

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.7M -$677K -13,490 -2%
Jane Street
2
Jane Street
New York
$3.15M +$1.05M +21,012 +51%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.26M -$184K -3,661 -8%
HighTower Advisors
4
HighTower Advisors
Illinois
$2.15M -$64.6K -1,288 -3%
LPL Financial
5
LPL Financial
California
$1.79M -$619K -12,326 -26%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.16M -$294K -5,848 -20%
SAM
7
SignalPoint Asset Management
Missouri
$1.11M +$33.9K +675 +3%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$975K -$739K -14,726 -43%
Citadel Advisors
9
Citadel Advisors
Florida
$818K -$2.37M -47,213 -75%
FTUS
10
Flow Traders U.S.
New York
$697K +$689K +13,731 New
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$610K +$155K +3,087 +35%
RG
12
Rathbones Group
United Kingdom
$604K +$201 +4 +0%
UBS Group
13
UBS Group
Switzerland
$577K -$80.2K -1,598 -12%
DADC
14
D.A. Davidson & Co
Montana
$517K -$14.3K -284 -3%
RFWA
15
RPg Family Wealth Advisory
Massachusetts
$463K -$49.9K -995 -10%
Wells Fargo
16
Wells Fargo
California
$413K +$51K +1,016 +14%
FIM
17
Freedom Investment Management
Connecticut
$412K -$49.2K -981 -11%
RJA
18
Raymond James & Associates
Florida
$376K -$64.9K -1,293 -15%
VAG
19
VisionPoint Advisory Group
Texas
$294K
IA
20
IFP Advisors
Florida
$243K +$177K +3,521 +277%
SG
21
StoneX Group
New York
$226K +$225K +4,487 New
Bank of America
22
Bank of America
North Carolina
$165K +$67.5K +1,344 +70%
VCP
23
Verus Capital Partners
Arizona
$152K +$152K +3,026 New
AG
24
Advisor Group
Arizona
$141K -$66.8K -1,331 -32%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$140K -$262K -5,211 -65%

FJP Hedge Fund Activity: Q4 2019 in Review

37 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2019, worth a combined $51.3M — down 3.4% from $53.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FJP and 7 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 7 added.

The largest buyer was Jane Street, adding an estimated $1.05M. The largest seller was Citadel Advisors, cutting an estimated $2.37M.

  • 37 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2019, down from 39 in Q3 2019.
  • Funds reported $51.3M of First Trust Japan AlphaDEX Fund stock for Q4 2019, down 3.4% quarter-over-quarter.
  • 7 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2019 and 9 closed out, a net change of -2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2019 was Jane Street, an estimated $1.05M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2019 was Citadel Advisors, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2019.