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First Trust Japan AlphaDEX Fund

44 hedge funds and large institutions have $124M invested in First Trust Japan AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 5

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $114M → $124M (+$9.72M)

1.08% more ownership

Funds ownership: 71.8%72.87% (+1.1%)

2% less funds holding

Funds holding: 4544 (-1)

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
25
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$85.4M +$7.09M +121,864 +9%
Jane Street
2
Jane Street
New York
$5.26M +$5M +85,883 +936%
PGA
3
Premia Global Advisors
Florida
$3.17M +$3.21M +55,140 New
UBS Group
4
UBS Group
Switzerland
$3.14M +$440K +7,563 +15%
HighTower Advisors
5
HighTower Advisors
Illinois
$2.93M +$50.7K +872 +2%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.62M +$2.75M +47,212 New
LPL Financial
7
LPL Financial
California
$2.25M +$452K +7,764 +24%
DADC
8
D.A. Davidson & Co
Montana
$1.82M +$97.9K +1,683 +5%
WI
9
Wintrust Investments
Illinois
$1.74M +$160K +2,750 +10%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.63M +$282K +4,850 +20%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.34M +$736K +12,642 +110%
Citadel Advisors
12
Citadel Advisors
Florida
$1.18M -$2.5M -43,008 -67%
SAM
13
SignalPoint Asset Management
Missouri
$1.07M +$116 +2 +0%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$851K +$214K +3,672 +31%
Lazard Asset Management
15
Lazard Asset Management
New York
$834K +$18.6K +320 +2%
FAAS
16
First Allied Advisory Services
California
$822K -$664K -11,420 -44%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$714K
SCA
18
Snowden Capital Advisors
New York
$701K +$212K +3,644 +40%
AG
19
Advisor Group
Arizona
$690K +$172K +2,949 +31%
RJA
20
Raymond James & Associates
Florida
$621K +$213K +3,666 +48%
CWM
21
Cornerstone Wealth Management
Missouri
$590K +$1.87M +32,061 New
Bank of America
22
Bank of America
North Carolina
$470K +$39.3K +675 +9%
IA
23
IFP Advisors
Florida
$432K +$131K +2,260 +41%
FAIM
24
Financial Advocates Investment Management
Washington
$423K +$134K +2,311 +42%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$407K

FJP Hedge Fund Activity: Q2 2018 in Review

44 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q2 2018, worth a combined $124M — up 8.5% from $114M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FJP positions and 6 closed out — a net gain of 1 holder — while 25 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.09M. The largest seller was Citadel Advisors, cutting an estimated $2.5M.

  • 44 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q2 2018, down from 45 in Q1 2018.
  • Funds reported $124M of First Trust Japan AlphaDEX Fund stock for Q2 2018, up 8.5% quarter-over-quarter.
  • 7 funds opened new First Trust Japan AlphaDEX Fund positions in Q2 2018 and 6 closed out, a net change of +1 holder.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q2 2018 was Morgan Stanley, an estimated $7.09M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q2 2018 was Citadel Advisors, an estimated $2.5M sold.

Based on aggregated 13F filings for Q2 2018.