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First Trust Japan AlphaDEX Fund

36 hedge funds and large institutions have $36.3M invested in First Trust Japan AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

33% more funds holding

Funds holding: 2736 (+9)

8% more capital invested

Capital invested by funds: $33.7M → $36.3M (+$2.58M)

5.82% less ownership

Funds ownership: 66.17%60.35% (-5.8%)

Holders
36
Holders Change
+9
Holders Change %
+33.33%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
12
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18M +$553K +10,720 +3%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.23M +$25.9K +501 +1%
Jane Street
3
Jane Street
New York
$1.8M +$369K +7,144 +26%
SAM
4
SignalPoint Asset Management
Missouri
$1.72M -$49.3K -955 -3%
IH
5
IFC Holdings
Florida
$1.49M +$1.47M +28,509 New
UBS Group
6
UBS Group
Switzerland
$1.21M +$144K +2,795 +14%
WI
7
Wintrust Investments
Illinois
$1.16M +$149K +2,891 +15%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.01M +$998K +19,345 New
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$984K -$320K -6,197 -25%
IFWM
10
Institute for Wealth Management
Colorado
$931K +$918K +17,801 New
RPG
11
Risk Paradigm Group
Texas
$748K -$71.6K -1,388 -9%
LPL Financial
12
LPL Financial
California
$675K +$401K +7,774 +151%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$549K +$542K +10,497 New
AG
14
Advisor Group
Arizona
$439K +$14.7K +285 +4%
Wells Fargo
15
Wells Fargo
California
$399K -$4.28K -83 -1%
Bank of America
16
Bank of America
North Carolina
$381K -$1.67M -32,410 -82%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$325K -$465K -9,007 -59%
KA
18
Kovack Advisors
Florida
$289K +$2.06K +40 +0.7%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$251K -$19.5K -377 -7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$234K +$5K +97 +2%
OMC
21
Old Mission Capital
Illinois
$234K +$231K +4,470 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$220K +$217K +4,212 New
FAAS
23
First Allied Advisory Services
California
$205K +$204K +3,960 New
IA
24
IFP Advisors
Florida
$201K +$181K +3,507 +1,063%
DADC
25
D.A. Davidson & Co
Montana
$162K +$160K +3,102 New

FJP Hedge Fund Activity: Q2 2017 in Review

36 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q2 2017, worth a combined $36.3M — up 7.6% from $33.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FJP positions and 2 closed out — a net gain of 9 holders — while 12 added to existing stakes and 8 trimmed.

The largest buyer was IFC Holdings, opening a new position worth an estimated $1.47M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.35M sold.

  • 36 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q2 2017, up from 27 in Q1 2017.
  • Funds reported $36.3M of First Trust Japan AlphaDEX Fund stock for Q2 2017, up 7.6% quarter-over-quarter.
  • 11 funds opened new First Trust Japan AlphaDEX Fund positions in Q2 2017 and 2 closed out, a net change of +9 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q2 2017 was IFC Holdings, an estimated $1.47M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q2 2017 was SG Americas Securities, an estimated $2.35M sold.

Based on aggregated 13F filings for Q2 2017.