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First Trust Japan AlphaDEX Fund

46 hedge funds and large institutions have $124M invested in First Trust Japan AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

5% more funds holding

Funds holding: 4446 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $124M → $124M (-$241K)

2.5% less ownership

Funds ownership: 72.87%70.37% (-2.5%)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
20
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.8M -$5.03M -90,973 -6%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.49M +$2.68M +48,421 +164%
UBS Group
3
UBS Group
Switzerland
$3.49M +$216K +3,915 +7%
HighTower Advisors
4
HighTower Advisors
Illinois
$3.12M +$60K +1,086 +2%
LPL Financial
5
LPL Financial
California
$2.74M +$375K +6,786 +17%
Jane Street
6
Jane Street
New York
$2.7M -$2.66M -48,129 -51%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.44M +$1.01M +18,198 +75%
DADC
8
D.A. Davidson & Co
Montana
$2.04M +$133K +2,412 +7%
WI
9
Wintrust Investments
Illinois
$1.96M +$149K +2,698 +9%
PGA
10
Premia Global Advisors
Florida
$1.58M -$1.53M -27,647 -50%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.15M +$248K +4,480 +29%
SAM
12
SignalPoint Asset Management
Missouri
$1.12M
RJA
13
Raymond James & Associates
Florida
$1.09M +$421K +7,614 +68%
Manulife (Manufacturers Life Insurance)
14
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.02M +$266K +4,808 +37%
FAAS
15
First Allied Advisory Services
California
$978K +$117K +2,120 +14%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$873K -$1.77M -32,046 -68%
SCA
17
Snowden Capital Advisors
New York
$803K +$69.6K +1,260 +10%
AG
18
Advisor Group
Arizona
$795K +$72.9K +1,319 +11%
SS
19
Simplicity Solutions
Minnesota
$705K +$676K +12,242 New
RPG
20
Risk Paradigm Group
Texas
$662K +$635K +11,494 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$622K +$224K +4,049 +60%
Bank of America
22
Bank of America
North Carolina
$527K +$36.3K +657 +8%
Citadel Advisors
23
Citadel Advisors
Florida
$514K -$688K -12,447 -58%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$491K +$66.9K +1,211 +17%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$469K +$68.1K +1,232 +18%

FJP Hedge Fund Activity: Q3 2018 in Review

46 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q3 2018, worth a combined $124M — down 0.19% from $124M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FJP positions and 5 closed out — a net gain of 2 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $2.68M. The largest seller was Morgan Stanley, cutting an estimated $5.03M.

  • 46 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q3 2018, up from 44 in Q2 2018.
  • Funds reported $124M of First Trust Japan AlphaDEX Fund stock for Q3 2018, down 0.19% quarter-over-quarter.
  • 7 funds opened new First Trust Japan AlphaDEX Fund positions in Q3 2018 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q3 2018 was Raymond James Financial Services Advisors, an estimated $2.68M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q3 2018 was Morgan Stanley, an estimated $5.03M sold.

Based on aggregated 13F filings for Q3 2018.