Institute for Wealth Management’s First Trust Japan AlphaDEX Fund FJP Stock Holding History

Institute for Wealth Management’s Portfolio FJP Stock Details FJP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-16,725	Closed	-$926K	–	405
2017 Q3	$926K	Sell	16,725 -1,076	-6%	-$57.8K	0.3%	111
2017 Q2	$931K	Buy	+17,801	New	+$918K	0.26%	128
2015 Q4	$1.77M	Sell	37,451 -1,839	-5%	-$88.2K	2.64%	11
2015 Q3	$1.76M	Sell	39,290 -9,521	-20%	-$457K	3.34%	13
2015 Q2	$2.45M	Buy	48,811 +3,372	+7%	+$172K	3.16%	12
2015 Q1	$2.27M	Sell	45,439 -4,898	-10%	-$234K	2.5%	11
2014 Q4	$2.27M	Sell	50,337 -10,043	-17%	-$453K	2.39%	11
2014 Q3	$2.84M	Sell	60,380 -10,338	-15%	-$495K	2.71%	12
2014 Q2	$3.38M	Buy	70,718 +11,094	+19%	+$496K	2.93%	12
2014 Q1	$2.61M	Buy	+59,624	New	+$2.67M	2.23%	13

Other funds holding FJP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wintrust Investments Chicago, Illinois $114M AUM 21.99% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Institute for Wealth Management's FJP Position: Q4 2017 in Review

Institute for Wealth Management sold out of First Trust Japan AlphaDEX Fund (FJP) in Q4 2017, closing a stake of 16,725 shares — an estimated $926K sold.

Institute for Wealth Management first reported a position in FJP in Q1 2014 and held it in 10 quarters. The position peaked at $3.38M in Q2 2014. 38 funds tracked by Wall St. Rank hold FJP as of Q4 2017.

Institute for Wealth Management reported no remaining First Trust Japan AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Institute for Wealth Management sold 16,725 First Trust Japan AlphaDEX Fund shares in Q4 2017, an estimated $926K.
Institute for Wealth Management first reported a position in First Trust Japan AlphaDEX Fund in Q1 2014 and held it in 10 quarters.
Institute for Wealth Management's First Trust Japan AlphaDEX Fund position peaked at $3.38M in Q2 2014.
38 funds tracked by Wall St. Rank held First Trust Japan AlphaDEX Fund as of Q4 2017.

Based on Institute for Wealth Management's 13F filing for Q4 2017, filed 12 Feb 2018.