Ameriprise’s First Trust Japan AlphaDEX Fund FJP Stock Holding History

Ameriprise’s Portfolio FJP Stock Details FJP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,993	Closed	-$221K	–	3664
2017 Q3	$221K	Buy	+3,993	New	+$215K	﹤0.01%	3483
2016 Q3	–	Sell	-11,610	Closed	-$527K	–	3801
2016 Q2	$527K	Buy	+11,610	New	+$533K	﹤0.01%	3152
2014 Q3	–	Sell	-185	Closed	-$9K	–	5827
2014 Q2	$9K	Sell	185 -3,195	-95%	-$143K	﹤0.01%	4722
2014 Q1	$183K	Buy	3,380 +2,980	+745%	+$133K	﹤0.01%	3278
2013 Q4	$19K	Buy	+400	New	+$18.2K	﹤0.01%	4092

Other funds holding FJP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wintrust Investments Chicago, Illinois $114M AUM 21.99% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Ameriprise's FJP Position: Q4 2017 in Review

Ameriprise sold out of First Trust Japan AlphaDEX Fund (FJP) in Q4 2017, closing a stake of 3,993 shares — an estimated $221K sold.

Ameriprise first reported a position in FJP in Q4 2013 and held it in 5 quarters. The position peaked at $527K in Q2 2016. 38 funds tracked by Wall St. Rank hold FJP as of Q4 2017.

Ameriprise reported no remaining First Trust Japan AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Ameriprise sold 3,993 First Trust Japan AlphaDEX Fund shares in Q4 2017, an estimated $221K.
Ameriprise first reported a position in First Trust Japan AlphaDEX Fund in Q4 2013 and held it in 5 quarters.
Ameriprise's First Trust Japan AlphaDEX Fund position peaked at $527K in Q2 2016.
38 funds tracked by Wall St. Rank held First Trust Japan AlphaDEX Fund as of Q4 2017.

Based on Ameriprise's 13F filing for Q4 2017, filed 12 Feb 2018.