B. Riley Wealth Advisors’s First Trust Japan AlphaDEX Fund FJP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-382	Closed	-$17	–	1057
2014 Q4	$17	Buy	+382	New	+$17	﹤0.01%	2620
2014 Q3	–	Sell	-971	Closed	-$46.5K	–	1087
2014 Q2	$46.5K	Buy	+971	New	+$46.5K	0.01%	1065