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First Trust Dow Jones Select MicroCap Index Fund
FDM

48 hedge funds and large institutions have $71.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $66M → $71.5M (+$5.47M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

1.3% less ownership

Funds ownership: 47.2% → 45.91% (-1.3%)

2% less funds holding

Funds holding: 49 → 48 (-1)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $30K

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
14
Reduced
20
Closed
6
Calls
–
Puts
$30K
Net Calls
-$30K
Net Calls Change
-$30K

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$1.22M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$598K
3
CCP
Cardan Capital Partners
Colorado
+$472K
4
Citadel Advisors
Citadel Advisors
Florida
+$408K
5
AW
ACG Wealth
Georgia
+$388K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.76M
2
Jane Street
Jane Street
New York
-$638K
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$379K
4
CAN
Cetera Advisor Networks
California
-$364K
5
AG
Advisor Group
Arizona
-$293K
Name Holding Trade Value Shares
Change 		Change in
Stake
GSWM
51
Golden State Wealth Management
California
– -$26K -565 Closed
GWM
52
Geneos Wealth Management
Colorado
– -$1K -23 Closed
MAM
53
Marquette Asset Management
Minnesota
– +$285 +6 New
1 2
3

FDM Hedge Fund Activity: Q4 2019 in Review

48 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2019, worth a combined $71.5M — up 8.3% from $66M a quarter earlier.

Fund positioning in FDM was balanced in Q4 2019: 6 funds opened new positions, 6 closed out, 14 added to existing stakes and 20 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $1.22M. The largest seller was Royal Bank of Canada, cutting an estimated $1.76M.

  • 48 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2019, down from 49 in Q3 2019.
  • Funds reported $71.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2019, up 8.3% quarter-over-quarter.
  • 6 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2019 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2019 was Truist Financial, an estimated $1.22M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2019.