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First Trust Dow Jones Select MicroCap Index Fund

30 hedge funds and large institutions have $17.9M invested in First Trust Dow Jones Select MicroCap Index Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

7% more funds holding

Funds holding: 2830 (+2)

4.68% more ownership

Funds ownership: 31.57%36.25% (+4.7%)

5% more capital invested

Capital invested by funds: $17M → $17.9M (+$840K)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$9K
Citigroup
27
Citigroup
New York
$8K +$3K +90 +55%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$3K
DBT
29
Dubuque Bank & Trust
Iowa
$3K
CS
30
Comerica Securities
Michigan
-$369K -10,651 Closed

FDM Hedge Fund Activity: Q3 2015 in Review

30 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2015, worth a combined $17.9M — up 4.9% from $17M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FDM positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.1M. The largest seller was Comerica Securities, exiting entirely with an estimated $369K sold.

  • 30 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2015, up from 28 in Q2 2015.
  • Funds reported $17.9M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2015, up 4.9% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2015 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2015 was Citadel Advisors, an estimated $1.1M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2015 was Comerica Securities, an estimated $369K sold.

Based on aggregated 13F filings for Q3 2015.