Dubuque Bank & Trust’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Dubuque Bank & Trust’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-100	Closed	-$5K	–	722
2018 Q1	$5K	Hold	100	–	–	﹤0.01%	570
2017 Q4	$5K	Hold	100	–	–	﹤0.01%	565
2017 Q3	$5K	Buy	+100	New	+$4.37K	﹤0.01%	545
2017 Q1	–	Sell	-100	Closed	-$4K	–	653
2016 Q4	$4K	Hold	100	–	–	﹤0.01%	491
2016 Q3	$4K	Hold	100	–	–	﹤0.01%	468
2016 Q2	$3K	Hold	100	–	–	﹤0.01%	514
2016 Q1	$3K	Hold	100	–	–	﹤0.01%	566
2015 Q4	$3K	Hold	100	–	–	﹤0.01%	650
2015 Q3	$3K	Hold	100	–	–	﹤0.01%	534
2015 Q2	$3K	Sell	100 -10	-9%	-$343	﹤0.01%	574
2015 Q1	$4K	Hold	110	–	–	﹤0.01%	523
2014 Q4	$4K	Hold	110	–	–	﹤0.01%	502
2014 Q3	$3K	Buy	110 +49	+80%	+$1.53K	﹤0.01%	527
2014 Q2	$2K	Hold	61	–	–	﹤0.01%	582
2014 Q1	$2K	Buy	+61	New	+$1.93K	﹤0.01%	422

Other funds holding FDM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Dubuque Bank & Trust's FDM Position: Q2 2018 in Review

Dubuque Bank & Trust sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q2 2018, closing a stake of 100 shares — an estimated $5K sold.

Dubuque Bank & Trust first reported a position in FDM in Q1 2014 and held it in 15 quarters. The position peaked at $5K in Q1 2018. 35 funds tracked by Wall St. Rank hold FDM as of Q2 2018.

Dubuque Bank & Trust reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q2 2018 after selling out during the quarter.
Dubuque Bank & Trust sold 100 First Trust Dow Jones Select MicroCap Index Fund shares in Q2 2018, an estimated $5K.
Dubuque Bank & Trust first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q1 2014 and held it in 15 quarters.
Dubuque Bank & Trust's First Trust Dow Jones Select MicroCap Index Fund position peaked at $5K in Q1 2018.
35 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q2 2018.

Based on Dubuque Bank & Trust's 13F filing for Q2 2018, filed 17 Jul 2018.