ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

66 hedge funds and large institutions have $79.9M invested in Allspring Multi-Sector Income Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
19
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.82M
2
Ameriprise
Ameriprise
Minnesota
+$2.14M
3
Morgan Stanley
Morgan Stanley
New York
+$1.58M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.31M
5
WAM
Wolverine Asset Management
Illinois
+$1.13M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
-$2.07M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.88M
3
PPA
Parametric Portfolio Associates
Washington
-$1.76M
4
NMC
Nine Masts Capital
Hong Kong
-$1.23M
5
Invesco
Invesco
Georgia
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$40K -$66.7K -6,019 -63%
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$40K – – –
BI
53
Bramshill Investments
Florida
$33K +$17.3K +1,550 +111%
RIA
54
RPG Investment Advisory
California
$26K – – –
QCIG
55
Quad-Cities Investment Group
Iowa
$26K +$452 +41 +2%
CFA
56
Carroll Financial Associates
North Carolina
$25K – – –
SSB
57
Sandy Spring Bank
Maryland
$19K – – –
FWM
58
Focused Wealth Management
New York
$17K – – –
IA
59
IFP Advisors
Florida
$16K +$16K +1,429 New
CFGS
60
Concourse Financial Group Securities
Alabama
$12K +$12K +1,150 New
GWMIA
61
Global Wealth Management Investment Advisory
Florida
$9K +$9K +800 New
TFS
62
TrustCore Financial Services
Tennessee
$9K +$9K +833 New
FIA
63
FNY Investment Advisers
New York
$7K – – –
WAS
64
Winch Advisory Services
Wisconsin
$1K +$1K +101 New
NMC
65
Nine Masts Capital
Hong Kong
– -$1.23M -100,800 Closed
DA
66
Doliver Advisors
Texas
– -$374K -30,784 Closed
VF
67
Virtu Financial
New York
– -$276K -22,713 Closed
Millennium Management
68
Millennium Management
New York
– -$209K -17,174 Closed
Goldman Sachs
69
Goldman Sachs
New York
– -$135K -11,099 Closed
CWM
70
Cornerstone Wealth Management
Missouri
– -$676K -8,984 Closed
APA
71
American Portfolios Advisors
New York
– -$43.2K -3,551 Closed
SPIA
72
Steward Partners Investment Advisory
New York
– -$11K -870 Closed
WSTAM
73
Wilbanks Smith & Thomas Asset Management
Virginia
– -$5K -390 Closed
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