ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

56 hedge funds and large institutions have $70.1M invested in Allspring Multi-Sector Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+2
Holders Change %
+3.7%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$654K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$181K
3
RJA
Raymond James & Associates
Florida
+$166K
4
SWM
SeaCrest Wealth Management
New York
+$163K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$148K

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$2.39M
2
Cohen & Steers
Cohen & Steers
New York
-$274K
3
Millennium Management
Millennium Management
New York
-$257K
4
SFS
Shaker Financial Services
Virginia
-$214K
5
Morgan Stanley
Morgan Stanley
New York
-$156K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$430K -$9.01K -700 -2%
AG
27
Advisor Group
Arizona
$427K +$8.51K +660 +2%
FFA
28
First Foundation Advisors
California
$424K -$56.7K -4,408 -12%
LWP
29
Legacy Wealth Planning
Nevada
$348K +$348K +26,989 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$267K -$9.89K -770 -4%
LCM
31
Landscape Capital Management
New Jersey
$240K -$2.39M -185,432 -91%
SBIA
32
Sheaff Brock Investment Advisors
Indiana
$204K -$51.6K -4,000 -20%
Fiera Capital (Canada)
33
Fiera Capital (Canada)
Quebec, Canada
$190K – – –
RJT
34
Raymond James Trust
Florida
$185K -$61.1K -4,742 -25%
SWM
35
SeaCrest Wealth Management
New York
$163K +$163K +12,668 New
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$148K +$148K +11,460 New
HCM
37
Hollencrest Capital Management
California
$137K – – –
QPWM
38
Quadrant Private Wealth Management
Pennsylvania
$133K – – –
DAS
39
Dynamic Advisor Solutions
Arizona
$132K +$132K +10,232 New
FIA
40
FNY Investment Advisers
New York
$100K +$16.4K +1,275 +20%
Wells Fargo
41
Wells Fargo
California
$81K +$11.6K +904 +17%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$66K – – –
AF
43
Advisornet Financial
Minnesota
$42K +$42K +3,251 New
SPIA
44
Steward Partners Investment Advisory
New York
$40K – – –
APA
45
American Portfolios Advisors
New York
$36.4K +$36.4K +2,825 New
RIA
46
RPG Investment Advisory
California
$31K – – –
CFA
47
Carroll Financial Associates
North Carolina
$28K – – –
ACM
48
Allred Capital Management
Texas
$27K +$27K +2,100 New
SSB
49
Sandy Spring Bank
Maryland
$22K – – –
FWM
50
Focused Wealth Management
New York
$19K – – –
1
2
3