ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

60 hedge funds and large institutions have $141M invested in Allspring Multi-Sector Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
23
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$8.05M
2
SIA
2
Sit Investment Associates
Minnesota
$8.78M
3
WAM
3
Wolverine Asset Management
Illinois
$1.66M
4
Citigroup
4
Citigroup
New York
$2.32M
5
RCM
5
Rivernorth Capital Management
Florida
$10.5M

Top Sellers

1
Invesco
1
Invesco
Georgia
$12.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.07M
3
GC
3
Guggenheim Capital
Illinois
$2.26M
4
SCM
4
Saba Capital Management
New York
$22.4M
5
Wells Fargo
5
Wells Fargo
California
$83K
Name Market Value Shares Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$849K 62,289 +62,289 New
IMS
27
Index Management Solutions
Pennsylvania
$774K 56,798 +10,055 +22%
LCM
28
Laurion Capital Management
New York
$702K 51,528 +51,528 New
LPL Financial
29
LPL Financial
California
$699K 51,259 +4,088 +9%
SI
30
SII Investments
Wisconsin
$620K 45,597 +1,492 +3%
LCM
31
Landscape Capital Management
New Jersey
$567K 41,574 +12,302 +42%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$555K 40,693 -17,057 -30%
SFS
33
Shaker Financial Services
Virginia
$471K 34,530 -20,655 -37%
Stifel Financial
34
Stifel Financial
Missouri
$383K 28,108 -42,266 -60%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$373K 27,350 +700 +3%
Goldman Sachs
36
Goldman Sachs
New York
$372K 27,268 +15,049 +123%
FFA
37
First Foundation Advisors
California
$362K 26,531 -25,129 -49%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$337K 24,725 +2,564 +12%
UCFA
39
United Capital Financial Advisors
Texas
$336K 24,661 -3,757 -13%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$334K 24,532 -2,068 -8%
BFM
41
Boothbay Fund Management
New York
$307K 22,512 +22,512 New
AIG
42
American International Group
New York
$260K 19,091 – –
DA
43
Doliver Advisors
Texas
$256K 18,804 -31,786 -63%
OA
44
Oxbow Advisors
Texas
$221K 16,245 – –
ICAS
45
Investors Capital Advisory Services
Massachusetts
$206K 15,140 +537 +4%
HCM
46
Hollencrest Capital Management
California
$195K 14,332 -14,358 -50%
PVWM
47
Point View Wealth Management
New Jersey
$194K 14,245 +3,797 +36%
NPC
48
National Planning Corporation
California
$116K 8,518 +8,518 New
TC
49
TradeLink Capital
Illinois
$98K 7,200 +7,200 New
WEC
50
Winslow Evans & Crocker
Massachusetts
$83.7K 6,140 +30 +0.5%
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