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ERC

Allspring Multi-Sector Income Fund
ERC

60 hedge funds and large institutions have $141M invested in Allspring Multi-Sector Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

7% more funds holding

Funds holding: 56 → 60 (+4)

1.5% more ownership

Funds ownership: 20.89% → 22.39% (+1.5%)

3% more capital invested

Capital invested by funds: $137M → $141M (+$3.68M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
23
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FIMG
Financial & Investment Management Group
Michigan
+$2.96M
2
SIA
Sit Investment Associates
Minnesota
+$2.19M
3
WAM
Wolverine Asset Management
Illinois
+$1.37M
4
Citigroup
Citigroup
New York
+$993K
5
RCM
Rivernorth Capital Management
Florida
+$979K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$4M
2
GC
Guggenheim Capital
Illinois
-$1.24M
3
SCM
Saba Capital Management
New York
-$859K
4
Wells Fargo
Wells Fargo
California
-$759K
5
MIG
Mariner Investment Group
New York
-$712K
Name Holding Trade Value Shares
Change 		Change in
Stake
SG Americas Securities
26
SG Americas Securities
New York
$849K +$863K +62,289 New
IMS
27
Index Management Solutions
Pennsylvania
$774K +$139K +10,055 +22%
LCM
28
Laurion Capital Management
New York
$702K +$714K +51,528 New
LPL Financial
29
LPL Financial
California
$699K +$56.6K +4,088 +9%
SI
30
SII Investments
Wisconsin
$620K +$20.7K +1,492 +3%
LCM
31
Landscape Capital Management
New Jersey
$567K +$170K +12,302 +42%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$555K -$236K -17,057 -30%
SFS
33
Shaker Financial Services
Virginia
$471K -$286K -20,655 -37%
Stifel Financial
34
Stifel Financial
Missouri
$383K -$586K -42,266 -60%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$373K +$9.7K +700 +3%
Goldman Sachs
36
Goldman Sachs
New York
$372K +$209K +15,049 +123%
FFA
37
First Foundation Advisors
California
$362K -$348K -25,129 -49%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$337K +$35.5K +2,564 +12%
UCFA
39
United Capital Financial Advisors
Texas
$336K -$52.1K -3,757 -13%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$334K -$28.7K -2,068 -8%
BFM
41
Boothbay Fund Management
New York
$307K +$312K +22,512 New
AIG
42
American International Group
New York
$260K – – –
DA
43
Doliver Advisors
Texas
$256K -$440K -31,786 -63%
OA
44
Oxbow Advisors
Texas
$221K – – –
ICAS
45
Investors Capital Advisory Services
Massachusetts
$206K +$7.44K +537 +4%
HCM
46
Hollencrest Capital Management
California
$195K -$199K -14,358 -50%
PVWM
47
Point View Wealth Management
New Jersey
$194K +$52.6K +3,797 +36%
NPC
48
National Planning Corporation
California
$116K +$118K +8,518 New
TC
49
TradeLink Capital
Illinois
$98K +$99.8K +7,200 New
WEC
50
Winslow Evans & Crocker
Massachusetts
$83.7K +$416 +30 +0.5%
1
2
3

ERC Hedge Fund Activity: Q4 2014 in Review

60 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2014, worth a combined $141M — up 2.7% from $137M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ERC positions and 3 closed out — a net gain of 5 holders — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Financial & Investment Management Group, adding an estimated $2.96M. The largest seller was Morgan Stanley, cutting an estimated $4M.

  • 60 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2014, up from 56 in Q3 2014.
  • Funds reported $141M of Allspring Multi-Sector Income Fund stock for Q4 2014, up 2.7% quarter-over-quarter.
  • 8 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2014 and 3 closed out, a net change of +5 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2014 was Financial & Investment Management Group, an estimated $2.96M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2014 was Morgan Stanley, an estimated $4M sold.

Based on aggregated 13F filings for Q4 2014.