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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$320K -$3.75K -313 -1%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$316K -$2.57K -215 -0.8%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$310K -$71.9K -6,009 -18%
LCM
29
Landscape Capital Management
New Jersey
$214K -$104K -8,720 -31%
OC
30
Oppenheimer & Co
New York
$203K +$48.1K +4,017 +28%
SWM
31
SeaCrest Wealth Management
New York
$181K -$4.49K -375 -2%
SA
32
SFI Advisors
New Jersey
$146K
ICMP
33
Integrated Capital Management (Pennsylvania)
Pennsylvania
$146K +$2.3K +192 +1%
Ameriprise
34
Ameriprise
Minnesota
$140K
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$132K -$5.24K -438 -4%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$115K +$3.46K +289 +3%
APA
37
American Portfolios Advisors
New York
$13.5K +$323 +27 +2%
SPIA
38
Steward Partners Investment Advisory
New York
$11K
CFO
39
CVA Family Office
Colorado
$10K
CFGS
40
Concourse Financial Group Securities
Alabama
$7K
HI
41
Harbour Investments
Wisconsin
$3K
Wells Fargo
42
Wells Fargo
California
$3K +$12 +1 +0.3%
FIA
43
FNY Investment Advisers
New York
$2K
IA
44
IFP Advisors
Florida
$1K
CF
45
Centaurus Financial
California
-$989K -84,695 Closed
RCM
46
Rivernorth Capital Management
Florida
-$428K -36,658 Closed
FM
47
Family Management
New York
-$294K -25,190 Closed
MC
48
Moors & Cabot
Massachusetts
-$148K -12,700 Closed
CA
49
CoreCap Advisors
Michigan
-$31K -2,655 Closed
GWM
50
Geneos Wealth Management
Colorado
-$9K -800 Closed