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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

66 hedge funds and large institutions have $53.1M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

22% more funds holding

Funds holding: 54 → 66 (+12)

15% more capital invested

Capital invested by funds: $46M → $53.1M (+$7.08M)

2.65% more ownership

Funds ownership: 12.02% → 14.66% (+2.6%)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
66
Holders Change
+12
Holders Change %
+22.22%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
17
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$2.92M
2
HBCM
Heron Bay Capital Management
Michigan
+$1.88M
3
Cohen & Steers
Cohen & Steers
New York
+$1.61M
4
Invesco
Invesco
Georgia
+$928K
5
RJA
Raymond James & Associates
Florida
+$627K

Top Sellers

1
RWA
Ropes Wealth Advisors
Massachusetts
-$347K
2
1W
1776 Wealth
Georgia
-$323K
3
Morgan Stanley
Morgan Stanley
New York
-$263K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$242K
5
FFA
First Foundation Advisors
California
-$212K
Name Holding Trade Value Shares
Change 		Change in
Stake
HNB
51
Huntington National Bank
Ohio
$44.9K – – –
BAM
52
Belpointe Asset Management
Nevada
$42.1K +$43K +2,252 New
PTC
53
Private Trust Company
Ohio
$37K – – –
TWM
54
Tradition Wealth Management
Minnesota
$36K – – –
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$33K +$458 +24 +1%
CFB
56
Cullen/Frost Bankers
Texas
$28.1K – – –
SWM
57
Spire Wealth Management
Virginia
$26K – – –
NSIM
58
North Star Investment Management
Illinois
$25.3K – – –
IRC
59
Investors Research Corp
Georgia
$22.5K – – –
OCM
60
Osterweis Capital Management
California
$20.6K – – –
MA
61
MCF Advisors
Kentucky
$18.7K +$611 +32 +3%
GWM
62
Geneos Wealth Management
Colorado
$16K – – –
MSCM
63
McElhenny Sheffield Capital Management
Texas
$15K +$15.3K +800 New
WB
64
Webster Bank
Connecticut
$7K – – –
ASN
65
Advisory Services Network
Georgia
$6.83K +$6.97K +365 New
SIS
66
Sound Income Strategies
Florida
$4.42K – – –
PAG
67
Private Advisor Group
New Jersey
$2.23K -$149K -7,794 -6%
N
68
Natixis
France
$1.89K +$1.93K +101 New
RWA
69
Ropes Wealth Advisors
Massachusetts
– -$347K -18,294 Closed
FFA
70
First Foundation Advisors
California
– -$212K -11,143 Closed
Fifth Third Bancorp
71
Fifth Third Bancorp
Ohio
– -$19K -989 Closed
IA
72
IFP Advisors
Florida
– -$4K -166 Closed
1 2
3

DFP Hedge Fund Activity: Q4 2022 in Review

66 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2022, worth a combined $53.1M — up 15% from $46M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new DFP positions and 4 closed out — a net gain of 14 holders — while 17 added to existing stakes and 21 trimmed.

The largest buyer was Ameriprise, adding an estimated $2.92M. The largest seller was Ropes Wealth Advisors, exiting entirely with an estimated $347K sold.

  • 66 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2022, up from 54 in Q3 2022.
  • Funds reported $53.1M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2022, up 15% quarter-over-quarter.
  • 18 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2022 and 4 closed out, a net change of +14 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2022 was Ameriprise, an estimated $2.92M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2022 was Ropes Wealth Advisors, an estimated $347K sold.

Based on aggregated 13F filings for Q4 2022.