We are live on ! Find out more
BANX

ArrowMark Financial
BANX

30 hedge funds and large institutions have $26.3M invested in ArrowMark Financial in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.64% less ownership

Funds ownership: 23.88% → 20.24% (-3.6%)

12% less funds holding

Funds holding: 34 → 30 (-4)

13% less capital invested

Capital invested by funds: $30.2M → $26.3M (-$3.89M)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
10
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
+$246K
2
TA
Tiedemann Advisors
New York
+$238K
3
PAIM
Punch & Associates Investment Management
Minnesota
+$231K
4
BRWA
B. Riley Wealth Advisors
Florida
+$207K
5
Osaic Holdings
Osaic Holdings
Arizona
+$135K

Top Sellers

Rank Fund Capital Flow
1
HCM
Hilton Capital Management
New York
-$3.32M
2
BCI
Brinker Capital Investments
Pennsylvania
-$734K
3
UCFA
United Capital Financial Advisors
Texas
-$534K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$270K
5
Northern Trust
Northern Trust
Illinois
-$234K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$28K +$28.7K +1,433 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$23K – – –
TRCT
28
Tower Research Capital (TRC)
New York
$7K -$8.73K -436 -55%
RIA
29
RPG Investment Advisory
California
$4K – – –
FCA
30
FinTrust Capital Advisors
South Carolina
$3K +$3.35K +167 New
BCI
31
Brinker Capital Investments
Pennsylvania
– -$734K -37,506 Closed
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
– -$270K -14,022 Closed
Northern Trust
33
Northern Trust
Illinois
– -$234K -12,169 Closed
LP
34
LMR Partners
United Kingdom
– -$219K -11,376 Closed
Man Group
35
Man Group
United Kingdom
– -$202K -10,519 Closed
CAAS
36
Capital Asset Advisory Services
Michigan
– -$121K -6,135 Closed
PWM
37
Perigon Wealth Management
California
– -$21K -1,100 Closed
RIM
38
Rockbridge Investment Management
New York
– -$11K -565 Closed
ASN
39
Advisory Services Network
Georgia
– -$5K -237 Closed
1
2

BANX Hedge Fund Activity: Q1 2021 in Review

30 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q1 2021, worth a combined $26.3M — down 13% from $30.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of BANX and 5 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was Stifel Financial, adding an estimated $246K. The largest seller was Hilton Capital Management, cutting an estimated $3.32M.

  • 30 institutional investors held ArrowMark Financial (BANX) as of Q1 2021, down from 34 in Q4 2020.
  • Funds reported $26.3M of ArrowMark Financial stock for Q1 2021, down 13% quarter-over-quarter.
  • 5 funds opened new ArrowMark Financial positions in Q1 2021 and 9 closed out, a net change of -4 holders.
  • The largest ArrowMark Financial buyer in Q1 2021 was Stifel Financial, an estimated $246K added.
  • The largest ArrowMark Financial seller in Q1 2021 was Hilton Capital Management, an estimated $3.32M sold.

Based on aggregated 13F filings for Q1 2021.