ArrowMark Financial
BANX
34 hedge funds and large institutions have $30.2M invested in ArrowMark Financial in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
4.07% less ownership
Funds ownership: 27.95% → 23.88% (-4.1%)
6% less funds holding
Funds holding: 36 → 34 (-2)
15% less capital invested
Capital invested by funds: $35.6M → $30.2M (-$5.42M)
38% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 13
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$509K |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
+$238K |
| 3 |
Man Group
London,
United Kingdom
|
+$204K |
| 4 |
CAAS
Capital Asset Advisory Services
Williamston,
Michigan
|
+$119K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$50.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
-$861K |
| 2 |
OA
Oxbow Advisors
Austin,
Texas
|
-$804K |
| 3 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
-$311K |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$301K |
| 5 |
HCM
Hilton Capital Management
Garden City,
New York
|
-$281K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
APA
26
American Portfolios Advisors
Holbrook,
New York
| $40.5K | +$15K | +772 | +58% |
|
27
Rockefeller Capital Management
New York
| $32K | – | – | – |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $23K | -$428 | -22 | -2% |
|
29
UBS Group
Zurich,
Switzerland
| $21K | +$2.41K | +124 | +12% |
|
|
PWM
30
Perigon Wealth Management
San Francisco,
California
| $21K | +$21.4K | +1,100 | New |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| $15K | +$10.5K | +542 | +213% |
|
|
RIM
32
Rockbridge Investment Management
Syracuse,
New York
| $11K | +$11K | +565 | New |
|
|
ASN
33
Advisory Services Network
Atlanta,
Georgia
| $5K | – | – | – |
|
|
RIA
34
RPG Investment Advisory
Pleasanton,
California
| $4K | – | – | – |
|
|
OA
35
Oxbow Advisors
Austin,
Texas
| – | -$804K | -41,400 | Closed |
|
|
CRC
36
Curi RMB Capital
Chicago,
Illinois
| – | -$301K | -15,488 | Closed |
|
|
OC
37
Oppenheimer & Co
New York
| – | -$262K | -13,520 | Closed |
|
38
Russell Investments Group
London,
United Kingdom
| – | -$2K | -140 | Closed |
|
|
FHA
39
Flagship Harbor Advisors
Boston,
Massachusetts
| – | -$1K | -100 | Closed |
|
BANX Hedge Fund Activity: Q4 2020 in Review
34 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q4 2020, worth a combined $30.2M — down 15% from $35.6M a quarter earlier.
Fund positioning in BANX was balanced in Q4 2020: 5 funds opened new positions, 5 closed out, 8 added to existing stakes and 13 trimmed.
The largest buyer was Punch & Associates Investment Management, adding an estimated $509K. The largest seller was Osaic Holdings, cutting an estimated $861K.
- 34 institutional investors held ArrowMark Financial (BANX) as of Q4 2020, down from 36 in Q3 2020.
- Funds reported $30.2M of ArrowMark Financial stock for Q4 2020, down 15% quarter-over-quarter.
- 5 funds opened new ArrowMark Financial positions in Q4 2020 and 5 closed out, a net change of 0 holders.
- The largest ArrowMark Financial buyer in Q4 2020 was Punch & Associates Investment Management, an estimated $509K added.
- The largest ArrowMark Financial seller in Q4 2020 was Osaic Holdings, an estimated $861K sold.
Based on aggregated 13F filings for Q4 2020.