Rockefeller Capital Management’s ArrowMark Financial BANX Stock Holding History

Rockefeller Capital Management’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$289K	Hold	14,762	–	–	﹤0.01%	2403
2026 Q1	$281K	Hold	14,762	–	–	﹤0.01%	2292
2025 Q4	$322K	Hold	14,762	–	–	﹤0.01%	2121
2025 Q3	$324K	Buy	+14,762	New	+$310K	﹤0.01%	1984
2023 Q1	–	Sell	-1,700	Closed	-$28K	–	2135
2022 Q4	$28K	Hold	1,700	–	–	﹤0.01%	2657
2022 Q3	$29K	Hold	1,700	–	–	﹤0.01%	2604
2022 Q2	$32K	Hold	1,700	–	–	﹤0.01%	2476
2022 Q1	$36K	Hold	1,700	–	–	﹤0.01%	2451
2021 Q4	$37K	Hold	1,700	–	–	﹤0.01%	2341
2021 Q3	$37K	Hold	1,700	–	–	﹤0.01%	2283
2021 Q2	$37K	Hold	1,700	–	–	﹤0.01%	2208
2021 Q1	$33K	Hold	1,700	–	–	﹤0.01%	2060
2020 Q4	$32K	Hold	1,700	–	–	﹤0.01%	1832
2020 Q3	$32K	Buy	+1,700	New	+$30.8K	﹤0.01%	1634

Other funds holding BANX

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

EAM

Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $102M AUM

Almitas Capital Santa Monica, California $417M AUM 22.81% 1-Year Est. Return

AlphaCore Capital La Jolla, California $5.44B AUM 26.35% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Rockefeller Capital Management's BANX Position: Q2 2026 in Review

Rockefeller Capital Management held its ArrowMark Financial (BANX) position steady in Q2 2026 at 14,762 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #2403.

Rockefeller Capital Management first reported a position in BANX in Q3 2020 and has held it in 14 quarters since. The position peaked at $324K in Q3 2025. 36 funds tracked by Wall St. Rank hold BANX as of Q2 2026.

Rockefeller Capital Management held 14,762 shares of ArrowMark Financial worth $289K as of Q2 2026.
Rockefeller Capital Management left its ArrowMark Financial share count unchanged in Q2 2026.
ArrowMark Financial made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2403 holding.
Rockefeller Capital Management first reported a position in ArrowMark Financial in Q3 2020 and has held it in 14 quarters since.
Rockefeller Capital Management's ArrowMark Financial position peaked at $324K in Q3 2025.
36 funds tracked by Wall St. Rank held ArrowMark Financial as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.