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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
76
CIBC Private Wealth Group
Georgia
$26.1K +$248 +20 +1%
ZBNA
77
Zions Bancorporation, National Association
Utah
$25.7K
US Bancorp
78
US Bancorp
Minnesota
$18.9K
SIS
79
Sound Income Strategies
Florida
$18.2K
GIA
80
GHP Investment Advisors
Colorado
$16.6K
GSWM
81
Golden State Wealth Management
California
$13.1K
FDCDDQ
82
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.8K
ME
83
McIlrath & Eck
Washington
$10.3K
Carson Wealth (CWM LLC)
84
Carson Wealth (CWM LLC)
Nebraska
$7K +$1.3K +105 +25%
FGA
85
Fortis Group Advisors
New Jersey
$6.96K
HWP
86
Highline Wealth Partners
California
$6.39K +$6.2K +500 New
GWP
87
Gen-Wealth Partners
Michigan
$6.33K
NSIM
88
North Star Investment Management
Illinois
$5.37K
AF
89
Allworth Financial
California
$5.12K
JP Morgan Chase
90
JP Morgan Chase
New York
$5.12K
ASN
91
Advisory Services Network
Georgia
$4.39K +$4.25K +343 New
GRP
92
Global Retirement Partners
California
$4.02K -$4.81K -388 -55%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$3.57K
AssetMark Inc
94
AssetMark Inc
California
$3.35K
GWM
95
Geneos Wealth Management
Colorado
$1.27K -$17.7K -1,423 -93%
Susquehanna International Group
96
Susquehanna International Group
Pennsylvania
-$337K -27,853 Closed
EC
97
Elequin Capital
New York
-$187K -15,416 Closed
Mariner
98
Mariner
Kansas
-$161K -13,284 Closed
LMKC
99
L.M. Kohn & Company
Ohio
-$159K -13,165 Closed
UCFA
100
United Capital Financial Advisors
Texas
-$121K -10,000 Closed