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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
76
CIBC Private Wealth Group
Georgia
$23.3K +$235 +20 +1%
US Bancorp
77
US Bancorp
Minnesota
$17.3K – – –
GSWM
78
Golden State Wealth Management
California
$12.1K +$12.1K +1,026 New
Geneos Wealth Management
79
Geneos Wealth Management
Colorado
$11.7K -$4.45K -379 -28%
EC
80
Elequin Capital
New York
$11.4K +$11.4K +971 New
FGA
81
Fortis Group Advisors
New Jersey
$10.7K – – –
AWM
82
Atticus Wealth Management
Florida
$9.85K – – –
ME
83
McIlrath & Eck
Washington
$9.47K – – –
Global Retirement Partners
84
Global Retirement Partners
California
$8.26K -$4.96K -422 -38%
GWP
85
Gen-Wealth Partners
Michigan
$5.83K – – –
Carson Wealth (CWM LLC)
86
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
NSIM
87
North Star Investment Management
Illinois
$4.94K – – –
Allworth Financial
88
Allworth Financial
California
$4.86K – – –
JP Morgan Chase
89
JP Morgan Chase
New York
$4.71K – – –
AssetMark Inc
90
AssetMark Inc
California
$3.08K – – –
CAS
91
Coppell Advisory Solutions
Texas
$1.24K – – –
AGM
92
Alpine Global Management
New York
– -$3.51M -298,611 Closed
Boothbay Fund Management
93
Boothbay Fund Management
New York
– -$3.39M -289,143 Closed
Cable Car Capital
94
Cable Car Capital
California
– -$1.17M -100,000 Closed
NAS
95
NWF Advisory Services
California
– -$868K -73,951 Closed
SFS
96
Shaker Financial Services
Virginia
– -$488K -41,596 Closed
Walleye Capital
97
Walleye Capital
New York
– -$373K -31,814 Closed
PWPS
98
Pinnacle Wealth Planning Services
Ohio
– -$172K -14,630 Closed
Choreo LLC
99
Choreo LLC
Illinois
– -$164K -13,946 Closed
CA
100
Calton & Associates
Florida
– -$152K -12,971 Closed