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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Global Retirement Partners
76
Global Retirement Partners
California
$8.63K – – –
GWP
77
Gen-Wealth Partners
Michigan
$5.9K – – –
Allworth Financial
78
Allworth Financial
California
$5.08K – – –
NSIM
79
North Star Investment Management
Illinois
$5K – – –
JP Morgan Chase
80
JP Morgan Chase
New York
$4.77K – – –
AFWM
81
Abich Financial Wealth Management
Virginia
$3.58K +$3.55K +308 New
AssetMark Inc
82
AssetMark Inc
California
$3.12K – – –
CAS
83
Coppell Advisory Solutions
Texas
$1.25K +$1.25K +108 New
VWM
84
Venturi Wealth Management
Texas
$1.19K +$46 +4 +4%
Geneos Wealth Management
85
Geneos Wealth Management
Colorado
$1.18K – – –
VAMG
86
Voisard Asset Management Group
Michigan
$251 +$254 +22 New
SFS
87
Shaker Financial Services
Virginia
– -$1.19M -102,490 Closed
LCM
88
Landscape Capital Management
New Jersey
– -$895K -76,949 Closed
Spire Wealth Management
89
Spire Wealth Management
Virginia
– -$259K -22,316 Closed
Rockefeller Capital Management
90
Rockefeller Capital Management
New York
– -$222K -19,096 Closed
Envestnet Asset Management
91
Envestnet Asset Management
Illinois
– -$188K -16,139 Closed
Capital Investment Advisors
92
Capital Investment Advisors
Georgia
– -$143K -12,277 Closed
CWA
93
Capital Wealth Alliance
Arizona
– -$128K -11,020 Closed
Fidelity Investments
94
Fidelity Investments
Massachusetts
– -$15.2K -1,311 Closed
FIA
95
FNY Investment Advisers
New York
– -$11K -1,027 Closed
TD Waterhouse Canada
96
TD Waterhouse Canada
Ontario, Canada
– -$7.87K -685 Closed
Wolverine Asset Management
97
Wolverine Asset Management
Illinois
– -$1.19K -103 Closed
KA
98
Kozak & Associates
Colorado
– -$336 -29 Closed