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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
51
Shaker Financial Services
Virginia
$263K -$344K -27,176 -56%
PTC
52
Private Trust Company
Ohio
$258K +$7.06K +558 +3%
WCM
53
Windsor Capital Management
Arizona
$258K -$4.16K -329 -2%
Vanguard Capital Wealth Advisors
54
Vanguard Capital Wealth Advisors
Colorado
$255K +$342 +27 +0.1%
Truist Financial
55
Truist Financial
North Carolina
$250K +$177 +14 +0.1%
Kestra Private Wealth Services
56
Kestra Private Wealth Services
Texas
$247K +$4.04K +319 +2%
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$239K +$242K +19,099 New
Benjamin Edwards Inc
58
Benjamin Edwards Inc
Missouri
$239K +$36.1K +2,850 +18%
Comerica Bank
59
Comerica Bank
Texas
$235K +$4.73K +374 +2%
OA
60
Oxbow Advisors
Texas
$184K +$4.99K +394 +3%
TA
61
Tactive Advisors
Florida
$181K -$11.1K -876 -6%
EMAM
62
Encompass More Asset Management
California
$181K +$1.27K +100 +0.7%
Merit Financial Group
63
Merit Financial Group
Georgia
$180K +$181K +14,325 New
MWM
64
Melfa Wealth Management
Massachusetts
$173K – – –
Level Four Advisory Services
65
Level Four Advisory Services
Texas
$164K -$4.42K -349 -3%
PWPS
66
Pinnacle Wealth Planning Services
Ohio
$155K +$157K +12,398 New
Mount Yale Investment Advisors
67
Mount Yale Investment Advisors
Colorado
$153K – – –
Vestmark Advisory Solutions
68
Vestmark Advisory Solutions
Massachusetts
$153K +$154K +12,181 New
Oppenheimer & Co
69
Oppenheimer & Co
New York
$144K -$6.77K -535 -4%
EI
70
Ellevest Inc
New York
$139K +$3.78K +299 +3%
CA
71
Calton & Associates
Florida
$136K -$11.3K -893 -8%
BA
72
Ballew Advisors
Mississippi
$129K +$128K +10,077 New
Harbour Investments
73
Harbour Investments
Wisconsin
$126K – – –
Kestra Advisory Services
74
Kestra Advisory Services
Texas
$119K +$120K +9,491 New
Rockefeller Capital Management
75
Rockefeller Capital Management
New York
$61.8K -$1.41K -111 -2%