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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
51
Oxbow Advisors
Texas
$275K +$5.09K +304 +2%
Sigma Planning Corp
52
Sigma Planning Corp
Michigan
$208K – – –
TCA
53
Transcend Capital Advisors
New Jersey
$207K +$25.8K +1,540 +15%
Private Advisor Group
54
Private Advisor Group
New Jersey
$202K – – –
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$183K +$49.8K +2,978 +39%
IAIM
56
International Assets Investment Management
Florida
$176K – – –
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$128K – – –
APWA
58
Atlas Private Wealth Advisors
New Jersey
$99K – – –
GLLW
59
Graves Light Lenhart Wealth
Virginia
$78K – – –
IFAM
60
Institutional & Family Asset Management
Colorado
$72K – – –
FIA
61
FNY Investment Advisers
New York
$61K +$20.1K +1,200 +51%
CT
62
Caldwell Trust
Florida
$53K – – –
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
ZB
64
Zions Bancorporation
Utah
$36K – – –
APA
65
American Portfolios Advisors
New York
$35.3K – – –
NFG
66
Next Financial Group
Texas
$33K -$46.5K -2,779 -59%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$31K +$29.7K +1,777 New
TWM
68
Tradition Wealth Management
Minnesota
$30K – – –
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$24K – – –
MWC
70
MBM Wealth Consultants
Missouri
$17K – – –
Bartlett & Co Wealth Management
71
Bartlett & Co Wealth Management
Ohio
$14.1K – – –
Bartlett & Co
72
Bartlett & Co
Ohio
$14K – – –
US Bancorp
73
US Bancorp
Minnesota
$12K – – –
Eaton Vance Management
74
Eaton Vance Management
Massachusetts
$12K +$11.6K +693 New
AF
75
Advisornet Financial
Minnesota
$7K – – –