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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
51
Oxbow Advisors
Texas
$275K +$5.09K +304 +2%
SPC
52
Sigma Planning Corp
Michigan
$208K
TCA
53
Transcend Capital Advisors
New Jersey
$207K +$25.8K +1,540 +15%
PAG
54
Private Advisor Group
New Jersey
$202K
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$183K +$49.8K +2,978 +39%
IAIM
56
International Assets Investment Management
Florida
$176K
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$128K
APWA
58
Atlas Private Wealth Advisors
New Jersey
$99K
GLLW
59
Graves Light Lenhart Wealth
Virginia
$78K
IFAM
60
Institutional & Family Asset Management
Colorado
$72K
FIA
61
FNY Investment Advisers
New York
$61K +$20.1K +1,200 +51%
CT
62
Caldwell Trust
Florida
$53K
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$39K
ZB
64
Zions Bancorporation
Utah
$36K
APA
65
American Portfolios Advisors
New York
$35.3K
NFG
66
Next Financial Group
Texas
$33K -$46.5K -2,779 -59%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$31K +$29.7K +1,777 New
TWM
68
Tradition Wealth Management
Minnesota
$30K
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$24K
MWC
70
MBM Wealth Consultants
Missouri
$17K
BCWM
71
Bartlett & Co Wealth Management
Ohio
$14.1K
BC
72
Bartlett & Co
Ohio
$14K
US Bancorp
73
US Bancorp
Minnesota
$12K
EVM
74
Eaton Vance Management
Massachusetts
$12K +$11.6K +693 New
AF
75
Advisornet Financial
Minnesota
$7K