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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OA
51
Oxbow Advisors
Texas
$252K -$29.3K -1,992 -11%
KPWS
52
Kestra Private Wealth Services
Texas
$218K -$13.9K -944 -7%
SPC
53
Sigma Planning Corp
Michigan
$194K
PAG
54
Private Advisor Group
New Jersey
$188K -$30.3K -2,054 -15%
IAIM
55
International Assets Investment Management
Florida
$176K +$162K +10,967 New
TCA
56
Transcend Capital Advisors
New Jersey
$168K +$154K +10,456 New
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$123K +$75.6K +5,135 +200%
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$120K
BAM
59
Belpointe Asset Management
Nevada
$100K +$91.9K +6,239 New
APWA
60
Atlas Private Wealth Advisors
New Jersey
$93K -$7.69K -522 -8%
NFG
61
Next Financial Group
Texas
$75K +$13.1K +889 +23%
GLLW
62
Graves Light Lenhart Wealth
Virginia
$73K +$67.1K +4,556 New
IFAM
63
Institutional & Family Asset Management
Colorado
$67K
CT
64
Caldwell Trust
Florida
$49.6K
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$39K
FIA
66
FNY Investment Advisers
New York
$38K +$34.8K +2,365 New
APA
67
American Portfolios Advisors
New York
$33K
ZB
68
Zions Bancorporation
Utah
$33K
TWM
69
Tradition Wealth Management
Minnesota
$28K +$25.4K +1,726 New
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$23K
MWC
71
MBM Wealth Consultants
Missouri
$16K
BCWM
72
Bartlett & Co Wealth Management
Ohio
$13.2K
BC
73
Bartlett & Co
Ohio
$13K
US Bancorp
74
US Bancorp
Minnesota
$11K +$10.4K +706 New
Fifth Third Bancorp
75
Fifth Third Bancorp
Ohio
$10K +$9.56K +649 New