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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APWA
51
Atlas Private Wealth Advisors
New Jersey
$80K +$75.1K +6,277 New
IFAM
52
Institutional & Family Asset Management
Colorado
$53K – – –
Cetera Advisor Networks
53
Cetera Advisor Networks
California
$49K +$45.8K +3,830 New
CT
54
Caldwell Trust
Florida
$39.2K – – –
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$33K +$30.7K +2,568 New
ZB
57
Zions Bancorporation
Utah
$26K – – –
NSIM
58
North Star Investment Management
Illinois
$25K – – –
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$18K +$3.42K +286 +25%
MWC
60
MBM Wealth Consultants
Missouri
$13K – – –
Bartlett & Co Wealth Management
61
Bartlett & Co Wealth Management
Ohio
$10.5K – – –
Bartlett & Co
62
Bartlett & Co
Ohio
$10K – – –
Wolverine Asset Management
63
Wolverine Asset Management
Illinois
$9K +$9.37K +783 New
Panagora Asset Management
64
Panagora Asset Management
Massachusetts
$8K – – –
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$7K +$6.3K +527 New
WLPWM
66
Walled Lake Planning & Wealth Management
Illinois
$6K +$168 +14 +3%
AF
67
Advisornet Financial
Minnesota
$5K – – –
CFD
68
Creative Financial Designs
Indiana
$5K +$4.61K +385 New
Sowell Financial Services
69
Sowell Financial Services
Arkansas
$4K -$132 -11 -3%
Gradient Investments
70
Gradient Investments
Minnesota
$3K – – –
Geneos Wealth Management
71
Geneos Wealth Management
Colorado
$1K – – –
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
– -$430K -41,464 Closed
MWPCG
73
Measured Wealth Private Client Group
New Hampshire
– -$320K -30,918 Closed
D.A. Davidson & Co
74
D.A. Davidson & Co
Montana
– -$115K -11,094 Closed
CAN
75
Claraphi Advisory Network
United States
– -$42K -4,024 Closed