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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SA
26
Sanctuary Advisors
Indiana
$740K -$12.7K -1,028 -2%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$729K -$38.7K -3,124 -5%
SC
28
Stolper & Co
Oklahoma
$703K +$13.7K +1,107 +2%
Bank of America
29
Bank of America
North Carolina
$675K -$117K -9,484 -14%
PI
30
PFG Investments
New York
$631K +$3.5K +283 +0.5%
Stifel Financial
31
Stifel Financial
Missouri
$628K +$69.9K +5,645 +11%
MWM
32
Modern Wealth Management
Kansas
$617K -$94.1K -7,596 -12%
Millennium Management
33
Millennium Management
New York
$597K +$662K +53,470 New
WA
34
Waverly Advisors
Alabama
$556K -$55.6K -4,491 -8%
IAIM
35
International Assets Investment Management
Florida
$542K
HBCM
36
Heron Bay Capital Management
Michigan
$478K
QL
37
Quarry LP
New York
$472K +$48.4K +3,911 +10%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$469K -$9.38K -757 -2%
CIA
39
Concurrent Investment Advisors
Florida
$456K +$35.1K +2,835 +7%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$437K -$19.6K -1,581 -4%
IWC
41
Integrated Wealth Concepts
Massachusetts
$426K +$473K +38,162 New
WWA
42
WCG Wealth Advisors
Nevada
$410K
SFS
43
Shaker Financial Services
Virginia
$407K +$192K +15,496 +74%
SCM
44
Sage Capital Management
New Jersey
$404K +$37.2K +3,000 +9%
TPWM
45
Twelve Points Wealth Management
Massachusetts
$388K +$12 +1 +0%
AAS
46
Ameritas Advisory Services
Nebraska
$371K
PFO
47
PMG Family Office
Texas
$370K +$39.9K +3,218 +11%
CWM
48
Centurion Wealth Management
Virginia
$366K +$211 +17 +0.1%
Wealth Enhancement Advisory Services
49
Wealth Enhancement Advisory Services
Minnesota
$332K -$335K -27,072 -48%
MC
50
Moors & Cabot
Massachusetts
$321K -$9.29K -750 -3%