Moors & Cabot’s Advent Convertible and Income Fund AVK Stock Holding History

Moors & Cabot’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$321K	Sell	28,750 -750	-3%	-$9.29K	0.01%	681
2025 Q4	$370K	Hold	29,500	–	–	0.02%	618
2025 Q3	$377K	Hold	29,500	–	–	0.02%	607
2025 Q2	$357K	Buy	29,500 +6,500	+28%	+$74.1K	0.02%	599
2025 Q1	$265K	Buy	23,000 +2,000	+10%	+$23.9K	0.01%	683
2024 Q4	$247K	Hold	21,000	–	–	0.01%	727
2024 Q3	$247K	Sell	21,000 -567	-3%	-$6.82K	0.01%	721
2024 Q2	$250K	Hold	21,567	–	–	0.01%	692
2024 Q1	$251K	Buy	+21,567	New	+$246K	0.01%	733

Other funds holding AVK

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Moors & Cabot's AVK Position: Q1 2026 in Review

Moors & Cabot reduced its Advent Convertible and Income Fund (AVK) stake by 2.5% in Q1 2026, selling an estimated $9.29K and leaving 28,750 shares worth $321K. The position accounts for 0.01% of the portfolio, ranked #681.

Moors & Cabot first reported a position in AVK in Q1 2024 and has held it in 9 quarters since. The position peaked at $377K in Q3 2025. 109 funds tracked by Wall St. Rank hold AVK as of Q1 2026.

Moors & Cabot held 28,750 shares of Advent Convertible and Income Fund worth $321K as of Q1 2026.
Moors & Cabot sold 750 Advent Convertible and Income Fund shares in Q1 2026, an estimated $9.29K.
Advent Convertible and Income Fund made up 0.01% of Moors & Cabot's portfolio in Q1 2026, its #681 holding.
Moors & Cabot first reported a position in Advent Convertible and Income Fund in Q1 2024 and has held it in 9 quarters since.
Moors & Cabot's Advent Convertible and Income Fund position peaked at $377K in Q3 2025.
109 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q1 2026.

Based on Moors & Cabot's 13F filing for Q1 2026, filed 8 May 2026.