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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
26
Advent Capital Management
New York
$712K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$670K +$22.1K +1,653 +3%
TPWM
28
Twelve Points Wealth Management
Massachusetts
$600K +$13 +1 +0%
WMS
29
Wealth Management Solutions
Pennsylvania
$597K -$74.9K -5,600 -10%
CAM
30
Cresset Asset Management
Illinois
$545K +$621K +46,415 New
SC
31
Stolper & Co
Oklahoma
$523K +$3.69K +276 +0.6%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$502K -$59.3K -4,431 -9%
Stifel Financial
33
Stifel Financial
Missouri
$471K +$149K +11,156 +38%
PTC
34
Private Trust Company
Ohio
$454K +$517K +38,658 New
MA
35
Mutual Advisors
Nebraska
$426K -$28.5K -2,131 -6%
HBCM
36
Heron Bay Capital Management
Michigan
$423K
AAS
37
Ameritas Advisory Services
Nebraska
$366K -$170K -12,725 -29%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$352K +$36.1K +2,700 +10%
WCM
39
Windsor Capital Management
Arizona
$332K -$6.27K -469 -2%
PWPS
40
Pinnacle Wealth Planning Services
Ohio
$314K +$118K +8,848 +49%
PAS
41
Park Avenue Securities
New York
$306K -$13.8K -1,031 -4%
FF
42
FourThought Financial
Florida
$305K +$10.5K +783 +3%
CF
43
Centaurus Financial
California
$284K +$324K +24,212 New
Truist Financial
44
Truist Financial
North Carolina
$274K +$6.98K +522 +2%
NFG
45
Nations Financial Group
Iowa
$251K -$1.23K -92 -0.4%
AWS
46
Atria Wealth Solutions
New York
$238K -$2.22K -166 -0.8%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$224K
GRP
48
Global Retirement Partners
California
$219K +$348 +26 +0.1%
MOS
49
MGO One Seven
Ohio
$188K -$10.4K -775 -5%
OC
50
Oppenheimer & Co
New York
$170K +$19.4K +1,454 +11%