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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$940K +$945K +66,213 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$804K +$78.6K +5,505 +11%
QCIG
28
Quad-Cities Investment Group
Iowa
$791K +$2.85K +200 +0.4%
EDRIA
29
Edmonds Duncan Registered Investment Advisors
Kansas
$733K +$25.1K +1,760 +4%
AAS
30
Avantax Advisory Services
Texas
$702K +$299K +20,953 +74%
Stifel Financial
31
Stifel Financial
Missouri
$630K -$38.7K -2,708 -6%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$599K +$21.1K +1,475 +4%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$491K -$13.6K -951 -3%
BlackRock
34
BlackRock
New York
$474K -$252K -17,640 -35%
MWPCG
35
Measured Wealth Private Client Group
New Hampshire
$440K -$23.5K -1,643 -5%
CF
36
Centaurus Financial
California
$406K +$114 +8 +0%
PAS
37
Park Avenue Securities
New York
$392K +$39.9K +2,795 +11%
CIA
38
Capital Investment Advisors
Georgia
$380K -$14K -982 -4%
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$378K
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$342K +$75.6K +5,300 +28%
PAG
41
Private Advisor Group
New Jersey
$303K +$119K +8,310 +65%
CL
42
CSS LLC
Illinois
$272K +$4.31K +302 +2%
NFG
43
Nations Financial Group
Iowa
$265K +$5.85K +410 +2%
Truist Financial
44
Truist Financial
North Carolina
$249K +$35.2K +2,465 +16%
PWPS
45
Pinnacle Wealth Planning Services
Ohio
$239K -$20.4K -1,430 -8%
Vanguard Capital Wealth Advisors
46
Vanguard Capital Wealth Advisors
Colorado
$238K +$80.8K +5,662 +51%
VCM
47
Virtue Capital Management
Tennessee
$235K +$72.2K +5,058 +44%
MA
48
Mutual Advisors
Nebraska
$219K -$26K -1,819 -11%
MOS
49
MGO One Seven
Ohio
$191K -$62.7K -4,392 -25%
SPC
50
Sigma Planning Corp
Michigan
$186K +$21.6K +1,510 +13%