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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$416K +$61.1K +4,404 +18%
Cetera Advisor Networks
27
Cetera Advisor Networks
California
$369K -$349K -25,126 -49%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$356K – – –
HighTower Advisors
29
HighTower Advisors
Illinois
$352K – – –
Invesco
30
Invesco
Georgia
$329K +$68.3K +4,919 +27%
SFS
31
Shaker Financial Services
Virginia
$234K -$131K -9,433 -37%
TC
32
TFS Capital
Pennsylvania
$184K +$32.2K +2,321 +22%
Advisor Group
33
Advisor Group
Arizona
$152K +$52.9K +3,811 +56%
Citigroup
34
Citigroup
New York
$138K -$186K -13,396 -58%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$98K -$24.6K -1,771 -20%
Ladenburg Thalmann Financial Services
36
Ladenburg Thalmann Financial Services
Florida
$95K +$28.1K +2,025 +45%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$79K – – –
MSI Financial Services
38
MSI Financial Services
Massachusetts
$62K -$4.91K -354 -8%
IFP Advisors
39
IFP Advisors
Florida
$43K +$35.8K +2,578 +627%
ZB
40
Zions Bancorporation
Utah
$30K – – –
Chicago Partners Investment Group
41
Chicago Partners Investment Group
Illinois
$29K +$541 +39 +2%
NSIM
42
North Star Investment Management
Illinois
$24K +$5.45K +393 +31%
Avior Wealth Management
43
Avior Wealth Management
Nebraska
$23K +$22.8K +1,643 New
D.A. Davidson & Co
44
D.A. Davidson & Co
Montana
$21K -$47.7K -3,440 -70%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$21K – – –
FANJ
46
Financial Architects (New Jersey)
New Jersey
$16K – – –
NFG
47
Next Financial Group
Texas
$15K – – –
IHT Wealth Management
48
IHT Wealth Management
Illinois
$14K +$13.4K +966 New
AIM
49
Anchor Investment Management
South Carolina
$7.34K – – –
Bartlett & Co
50
Bartlett & Co
Ohio
$6K – – –