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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$422K +$17.4K +1,181 +4%
TC
27
TFS Capital
Pennsylvania
$400K +$461K +31,221 New
Eaton Vance Management
28
Eaton Vance Management
Massachusetts
$336K -$1.66M -112,293 -82%
Koshinski Asset Management
29
Koshinski Asset Management
Illinois
$331K +$308K +20,836 New
Baird Financial Group
30
Baird Financial Group
Wisconsin
$319K -$8.26K -559 -2%
AQR Arbitrage
31
AQR Arbitrage
Connecticut
$200K +$230K +15,600 New
CIBC World Market
32
CIBC World Market
Ontario, Canada
$144K +$3.16K +214 +2%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$133K -$3.07K -208 -2%
D.A. Davidson & Co
34
D.A. Davidson & Co
Montana
$87K – – –
AIG
35
American International Group
New York
$55K – – –
Ladenburg Thalmann Financial Services
36
Ladenburg Thalmann Financial Services
Florida
$51K -$4.75K -322 -7%
Chicago Partners Investment Group
37
Chicago Partners Investment Group
Illinois
$47K +$576 +39 +1%
BCMIO
38
Beacon Capital Management Inc (Ohio)
Ohio
$41K -$3.03K -205 -6%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$40K +$45.5K +3,081 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$31K -$4.3K -291 -11%
ZB
41
Zions Bancorporation
Utah
$26K – – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$20K – – –
MSI Financial Services
43
MSI Financial Services
Massachusetts
$18K +$15.9K +1,077 +317%
FAM
44
Formidable Asset Management
Ohio
$13K – – –
BlackRock Advisors
45
BlackRock Advisors
Delaware
$12K +$14.4K +973 New
Brookstone Capital Management
46
Brookstone Capital Management
Illinois
$6K – – –
Bartlett & Co
47
Bartlett & Co
Ohio
$5K – – –
WAS
48
Winch Advisory Services
Wisconsin
$5K +$103 +7 +2%
RIA
49
Regal Investment Advisors
Michigan
$3K – – –
SJIC
50
St. James Investment Company
Texas
– -$522K -32,838 Closed