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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$168K +$112K +6,669 +170%
DADC
27
D.A. Davidson & Co
Montana
$108K -$13.7K -821 -11%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$68K +$5.32K +318 +8%
AIG
29
American International Group
New York
$67.4K -$20.6K -1,232 -22%
CPIG
30
Chicago Partners Investment Group
Illinois
$58K -$2.9K -173 -5%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$55K -$53.3K -3,184 -48%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$43K -$41.2K -2,460 -48%
ZB
33
Zions Bancorporation
Utah
$33K
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$24K
FANJ
35
Financial Architects (New Jersey)
New Jersey
$18K +$18.7K +1,116 New
FAM
36
Formidable Asset Management
Ohio
$16K
GT
37
Glenmede Trust
Pennsylvania
$8K +$8.61K +514 New
BCM
38
Brookstone Capital Management
Illinois
$7K +$7.48K +447 New
BC
39
Bartlett & Co
Ohio
$6K
WAS
40
Winch Advisory Services
Wisconsin
$6K +$117 +7 +2%
Citigroup
41
Citigroup
New York
$6K +$569 +34 +9%
MFS
42
MSI Financial Services
Massachusetts
$5K +$33 +2 +0.6%
RIA
43
Regal Investment Advisors
Michigan
$4K
SFS
44
Shaker Financial Services
Virginia
-$832K -49,453 Closed
RJFSA
45
Raymond James Financial Services Advisors
Florida
-$827K -49,143 Closed
AWA
46
Arete Wealth Advisors
Illinois
-$590K -35,095 Closed
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
-$424K -25,188 Closed
SPC
48
Sigma Planning Corp
Michigan
-$416K -24,694 Closed
SGCA
49
Steel Grove Capital Advisors
Tennessee
-$202K -12,025 Closed
SG Americas Securities
50
SG Americas Securities
New York
-$109K -6,470 Closed