Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
25 hedge funds and large institutions have $9.37M invested in Apollo Endosurgery, Inc. in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
14% more funds holding
Funds holding: 22 → 25 (+3)
10% more capital invested
Capital invested by funds: $8.55M → $9.37M (+$819K)
0% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 7
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $34K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
+$2.25M |
| 2 |
Geode Capital Management
Boston,
Massachusetts
|
+$68.5K |
| 3 |
SIM
Spark Investment Management
New York
|
+$59.8K |
| 4 |
DCM
DAFNA Capital Management
Los Angeles,
California
|
+$55.4K |
| 5 |
VKH
Virtu KCG Holdings
New York
|
+$52.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SM
Sabby Management
Miami Beach,
Florida
|
-$1.1M |
| 2 |
MCM
Marathon Capital Management
Hunt Valley,
Maryland
|
-$50.4K |
| 3 |
First Manhattan
New York
|
-$33K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$28.1K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$19K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
First Manhattan
New York
| – | -$33K | -124 | Closed |
|
27
Creative Planning
Overland Park,
Kansas
| – | -$5K | -19 | Closed |
|
APEN Hedge Fund Activity: Q4 2014 in Review
25 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2014, worth a combined $9.37M — up 9.6% from $8.55M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new APEN positions and 2 closed out — a net gain of 3 holders — while 7 added to existing stakes and 7 trimmed.
The largest buyer was Franklin Resources, adding an estimated $2.25M. The largest seller was Sabby Management, cutting an estimated $1.1M.
- 25 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2014, up from 22 in Q3 2014.
- Funds reported $9.37M of Apollo Endosurgery, Inc. stock for Q4 2014, up 9.6% quarter-over-quarter.
- 5 funds opened new Apollo Endosurgery, Inc. positions in Q4 2014 and 2 closed out, a net change of +3 holders.
- The largest Apollo Endosurgery, Inc. buyer in Q4 2014 was Franklin Resources, an estimated $2.25M added.
- The largest Apollo Endosurgery, Inc. seller in Q4 2014 was Sabby Management, an estimated $1.1M sold.
Based on aggregated 13F filings for Q4 2014.