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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.2M -$495K -19,443 -4%
GC
2
Guggenheim Capital
Illinois
$9.49M +$1.51M +59,335 +20%
LPL Financial
3
LPL Financial
California
$7.86M +$111K +4,349 +1%
AAM
4
Advisors Asset Management
Colorado
$5.86M +$668K +26,251 +13%
Raymond James Financial
5
Raymond James Financial
Florida
$3.74M +$484 +19 +0%
Bank of America
6
Bank of America
North Carolina
$2.59M +$43.3K +1,702 +2%
Morgan Stanley
7
Morgan Stanley
New York
$2.16M +$263K +10,321 +14%
EWL
8
Emissary Wealth LLC
New Jersey
$2.09M +$2.02M +79,499 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.83M +$73.6K +2,892 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.31M -$313K -12,308 -20%
PFO
11
PMG Family Office
Texas
$1.11M -$39K -1,533 -3%
WEG
12
World Equity Group
Illinois
$785K +$79.5K +3,125 +12%
DC
13
Davenport & Co
Virginia
$671K
GJWM
14
Gilliland Jeter Wealth Management
Arkansas
$660K +$17.8K +700 +3%
MP
15
McDonald Partners
Ohio
$649K
BRWA
16
B. Riley Wealth Advisors
Florida
$646K +$815 +32 +0.1%
AWM
17
Apollon Wealth Management
South Carolina
$630K +$276K +10,847 +83%
Invesco
18
Invesco
Georgia
$542K +$263K +10,341 +101%
Stifel Financial
19
Stifel Financial
Missouri
$484K -$93.5K -3,673 -17%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$348K +$35.1K +1,378 +12%
UBS Group
21
UBS Group
Switzerland
$311K
RZH
22
Relyea Zuckerberg Hanson
Connecticut
$264K -$50.9K -2,000 -17%
OC
23
Oppenheimer & Co
New York
$262K -$42.8K -1,683 -14%
USCWA
24
U.S. Capital Wealth Advisors
Texas
$258K -$178K -7,000 -42%
WIA
25
World Investment Advisors
California
$257K +$7.56K +297 +3%