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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$22.3M +$2.51M +71,384 +12%
Wells Fargo
2
Wells Fargo
California
$11.8M +$511K +14,563 +4%
GC
3
Guggenheim Capital
Illinois
$10.9M -$1.11M -31,537 -9%
Bank of America
4
Bank of America
North Carolina
$4.48M -$259K -7,370 -5%
UBS Group
5
UBS Group
Switzerland
$3.12M +$272K +7,741 +9%
LPL Financial
6
LPL Financial
California
$2.69M +$191K +5,452 +7%
Stifel Financial
7
Stifel Financial
Missouri
$2.41M +$127K +3,607 +5%
RJA
8
Raymond James & Associates
Florida
$2.28M -$85.8K -2,444 -4%
Morgan Stanley
9
Morgan Stanley
New York
$2.02M +$29.5K +841 +1%
Invesco
10
Invesco
Georgia
$2M +$24.4K +695 +1%
DC
11
Davenport & Co
Virginia
$1.76M -$63.2K -1,800 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.3M +$41.6K +1,186 +3%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.03M +$666K +18,967 +167%
Cohen & Steers
14
Cohen & Steers
New York
$793K -$737K -21,000 -47%
Osaic Holdings
15
Osaic Holdings
Arizona
$637K +$12.7K +361 +2%
HWAM
16
Hennion & Walsh Asset Management
New Jersey
$630K +$116K +3,317 +22%
SFS
17
Shaker Financial Services
Virginia
$555K -$309K -8,812 -35%
ACH
18
ArrowMark Colorado Holdings
Colorado
$513K
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$461K +$10.5K +300 +2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$426K -$55.9K -1,591 -11%
BRWA
21
B. Riley Wealth Advisors
Florida
$418K +$5.79K +165 +1%
KA
22
Kovack Advisors
Florida
$356K -$52.7K -1,500 -13%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$306K +$19.2K +546 +6%
PAG
24
Private Advisor Group
New Jersey
$293K +$3.4K +97 +1%
WLPWM
25
Walled Lake Planning & Wealth Management
Illinois
$281K