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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$14.4M +$393K +16,117 +3%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$12.9M +$995K +40,796 +9%
Bank of America
3
Bank of America
North Carolina
$6.1M -$570K -23,360 -9%
Wells Fargo
4
Wells Fargo
California
$3.3M +$951K +38,985 +42%
Invesco
5
Invesco
Georgia
$3.04M -$1.44M -59,205 -33%
Raymond James & Associates
6
Raymond James & Associates
Florida
$2.77M +$311K +12,753 +13%
Morgan Stanley
7
Morgan Stanley
New York
$1.08M -$19.5K -800 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$670K -$403K -16,522 -38%
Stifel Financial
9
Stifel Financial
Missouri
$511K +$73 +3 +0%
UBS Group
10
UBS Group
Switzerland
$493K +$76.1K +3,119 +19%
ArrowMark Colorado Holdings
11
ArrowMark Colorado Holdings
Colorado
$463K – – –
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$395K -$8.12K -333 -2%
Wedbush Securities
13
Wedbush Securities
California
$335K – – –
Private Advisor Group
14
Private Advisor Group
New Jersey
$266K +$262K +10,722 New
Davenport & Co
15
Davenport & Co
Virginia
$211K +$208K +8,510 New
Advisor Group
16
Advisor Group
Arizona
$170K – – –
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
$140K -$675K -27,649 -83%
Thompson Davis & Co
18
Thompson Davis & Co
Virginia
$37K -$12.2K -500 -25%
Wilbanks Smith & Thomas Asset Management
19
Wilbanks Smith & Thomas Asset Management
Virginia
$31K +$30.5K +1,250 New
Quad-Cities Investment Group
20
Quad-Cities Investment Group
Iowa
$29K – – –
Steward Partners Investment Advisory
21
Steward Partners Investment Advisory
New York
$6K – – –
Bay Colony Advisors
22
Bay Colony Advisors
Massachusetts
– -$65K -2,814 Closed
Citigroup
23
Citigroup
New York
– -$21K -900 Closed