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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$5.24M -$493K -21,558 -7%
Wells Fargo
2
Wells Fargo
California
$4.76M +$795K +34,732 +15%
AAM
3
Advisors Asset Management
Colorado
$4.48M -$605K -26,430 -10%
Bank of America
4
Bank of America
North Carolina
$2.7M -$1.25M -54,698 -27%
Cohen & Steers
5
Cohen & Steers
New York
$2.49M +$1.3M +56,963 +70%
RJA
6
Raymond James & Associates
Florida
$2M -$341K -14,908 -12%
MC
7
Matisse Capital
Oregon
$1.57M +$1.99M +87,091 New
DC
8
Davenport & Co
Virginia
$962K -$11.4K -500 -0.9%
LCM
9
Landscape Capital Management
New Jersey
$873K +$1.11M +48,520 New
Morgan Stanley
10
Morgan Stanley
New York
$811K -$179K -7,834 -15%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$777K +$271K +11,863 +38%
WAM
12
Wolverine Asset Management
Illinois
$630K +$802K +35,051 New
PPA
13
Parametric Portfolio Associates
Washington
$626K +$796K +34,799 New
Osaic Holdings
14
Osaic Holdings
Arizona
$618K +$788K +34,446 New
Stifel Financial
15
Stifel Financial
Missouri
$472K +$14.6K +639 +2%
Invesco
16
Invesco
Georgia
$428K -$16.9K -739 -3%
CRC
17
Curi RMB Capital
Illinois
$382K +$486K +21,238 New
SCM
18
Saba Capital Management
New York
$333K +$424K +18,529 New
ACH
19
ArrowMark Colorado Holdings
Colorado
$290K
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$275K +$350K +15,300 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$254K -$44K -1,925 -12%
WS
22
Wedbush Securities
California
$254K
Goldman Sachs
23
Goldman Sachs
New York
$234K +$297K +12,986 New
UBS Group
24
UBS Group
Switzerland
$226K -$50.9K -2,226 -15%
SF
25
Synovus Financial
Georgia
$150K +$189K +8,269 New