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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.7M +$2.25M +67,664 +17%
GC
2
Guggenheim Capital
Illinois
$9.33M -$875K -26,367 -8%
Wells Fargo
3
Wells Fargo
California
$8.91M +$441K +13,285 +5%
Bank of America
4
Bank of America
North Carolina
$4.32M -$361K -10,865 -7%
KIM
5
Karpus Investment Management
New York
$3.41M +$3.6M +108,413 New
Cohen & Steers
6
Cohen & Steers
New York
$2.65M -$4.44M -133,749 -61%
RJA
7
Raymond James & Associates
Florida
$2.56M +$21.8K +658 +0.8%
WAM
8
Wolverine Asset Management
Illinois
$2.38M +$2.51M +75,578 New
Morgan Stanley
9
Morgan Stanley
New York
$1.94M -$30.5K -920 -1%
LPL Financial
10
LPL Financial
California
$1.84M -$229K -6,888 -11%
DC
11
Davenport & Co
Virginia
$1.71M -$74.7K -2,250 -4%
Invesco
12
Invesco
Georgia
$1.66M +$444K +13,365 +34%
Stifel Financial
13
Stifel Financial
Missouri
$1.66M +$401K +12,077 +30%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.31M +$11.8K +356 +0.9%
SFS
15
Shaker Financial Services
Virginia
$792K +$836K +25,205 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$722K +$52.3K +1,575 +7%
Osaic Holdings
17
Osaic Holdings
Arizona
$581K -$196K -5,902 -24%
UBS Group
18
UBS Group
Switzerland
$550K -$29K -873 -5%
ACH
19
ArrowMark Colorado Holdings
Colorado
$507K
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$463K -$31.4K -946 -6%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$422K
BRWA
22
B. Riley Wealth Advisors
Florida
$377K -$45.3K -1,364 -10%
RCM
23
Rivernorth Capital Management
Florida
$300K +$317K +9,546 New
PAG
24
Private Advisor Group
New Jersey
$265K +$37.2K +1,122 +15%
WLPWM
25
Walled Lake Planning & Wealth Management
Illinois
$261K