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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.7M -$89.9K -4,106 -0.8%
LPL Financial
2
LPL Financial
California
$6.14M +$85.4K +3,900 +1%
GC
3
Guggenheim Capital
Illinois
$5.4M +$649K +29,659 +14%
AAM
4
Advisors Asset Management
Colorado
$4.8M -$591K -26,992 -11%
Raymond James Financial
5
Raymond James Financial
Florida
$3.15M +$3.14M +143,575 New
WAM
6
Wolverine Asset Management
Illinois
$2.98M +$319K +14,569 +12%
Bank of America
7
Bank of America
North Carolina
$2.06M -$104K -4,736 -5%
Morgan Stanley
8
Morgan Stanley
New York
$1.66M +$383K +17,501 +30%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.21M +$18.3K +835 +2%
WEG
10
World Equity Group
Illinois
$1.2M +$874K +39,909 +273%
Osaic Holdings
11
Osaic Holdings
Arizona
$970K +$421K +19,216 +77%
LCM
12
Landscape Capital Management
New Jersey
$925K -$48.4K -2,209 -5%
SFS
13
Shaker Financial Services
Virginia
$811K -$305K -13,923 -27%
DC
14
Davenport & Co
Virginia
$582K
BRWA
15
B. Riley Wealth Advisors
Florida
$546K -$635 -29 -0.1%
MP
16
McDonald Partners
Ohio
$542K
GJWM
17
Gilliland Jeter Wealth Management
Arkansas
$539K -$10.3K -472 -2%
Stifel Financial
18
Stifel Financial
Missouri
$476K +$6.02K +275 +1%
UBS Group
19
UBS Group
Switzerland
$444K +$208K +9,479 +88%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$284K +$2.34K +107 +0.8%
HWAM
21
Hennion & Walsh Asset Management
New Jersey
$243K -$15.6K -712 -6%
NA
22
NewEdge Advisors
Louisiana
$80K -$88 -4 -0.1%
RCM
23
Raleigh Capital Management
North Carolina
$73.4K
SPIA
24
Steward Partners Investment Advisory
New York
$70.2K
WIM
25
Westside Investment Management
California
$41K +$40.9K +1,867 New