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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.21M +$1.47M +76,901 +20%
GC
2
Guggenheim Capital
Illinois
$5.13M +$772K +40,279 +19%
LPL Financial
3
LPL Financial
California
$4.2M +$437K +22,793 +12%
AAM
4
Advisors Asset Management
Colorado
$3.28M -$1.57M -81,795 -33%
Bank of America
5
Bank of America
North Carolina
$1.85M -$284K -14,794 -14%
RJA
6
Raymond James & Associates
Florida
$1.79M -$246K -12,831 -13%
Morgan Stanley
7
Morgan Stanley
New York
$1.48M -$299K -15,590 -17%
CA
8
Cornerstone Advisors
North Carolina
$1.25M +$1.2M +62,317 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.08M +$102K +5,300 +11%
SFS
10
Shaker Financial Services
Virginia
$759K +$354K +18,451 +96%
DC
11
Davenport & Co
Virginia
$711K -$32.6K -1,700 -5%
Osaic Holdings
12
Osaic Holdings
Arizona
$622K +$171K +8,909 +40%
Stifel Financial
13
Stifel Financial
Missouri
$571K -$169K -8,829 -24%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$528K -$308K -16,050 -38%
WAM
15
Wolverine Asset Management
Illinois
$438K +$374K +19,513 +818%
BRWA
16
B. Riley Wealth Advisors
Florida
$437K +$20.7K +1,077 +5%
UBS Group
17
UBS Group
Switzerland
$358K -$310K -16,168 -47%
MP
18
McDonald Partners
Ohio
$280K
RW
19
RVW Wealth
California
$242K
NA
20
NewEdge Advisors
Louisiana
$84.8K +$173 +9 +0.2%
SPIA
21
Steward Partners Investment Advisory
New York
$63.9K +$19.2K +1,000 +45%
BWP
22
Baldwin Wealth Partners
Massachusetts
$40K
GWS
23
Glassman Wealth Services
Virginia
$29.5K
FIA
24
FNY Investment Advisers
New York
$23K
JP Morgan Chase
25
JP Morgan Chase
New York
$16.7K +$16K +834 New