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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$20.7M -$572K -16,364 -2%
Wells Fargo
2
Wells Fargo
California
$10.9M -$295K -8,430 -2%
GC
3
Guggenheim Capital
Illinois
$10.9M +$570K +16,283 +5%
Bank of America
4
Bank of America
North Carolina
$4.19M -$82.4K -2,357 -2%
UBS Group
5
UBS Group
Switzerland
$3.19M +$234K +6,700 +7%
LPL Financial
6
LPL Financial
California
$3M +$476K +13,623 +17%
RJA
7
Raymond James & Associates
Florida
$2.37M +$210K +6,012 +9%
Stifel Financial
8
Stifel Financial
Missouri
$2.23M -$69.1K -1,975 -3%
Morgan Stanley
9
Morgan Stanley
New York
$1.86M -$64.1K -1,833 -3%
DC
10
Davenport & Co
Virginia
$1.66M -$21K -600 -1%
Invesco
11
Invesco
Georgia
$1.42M -$526K -15,032 -25%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.3M +$72.1K +2,060 +5%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$1.22M +$676K +19,327 +104%
Cohen & Steers
14
Cohen & Steers
New York
$755K
RJFSA
15
Raymond James Financial Services Advisors
Florida
$624K -$383K -10,952 -36%
Osaic Holdings
16
Osaic Holdings
Arizona
$609K +$2.66K +76 +0.4%
BRWA
17
B. Riley Wealth Advisors
Florida
$534K +$147K +4,210 +34%
ACH
18
ArrowMark Colorado Holdings
Colorado
$488K
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$431K -$8.74K -250 -2%
PAG
20
Private Advisor Group
New Jersey
$390K +$121K +3,465 +40%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$385K -$22.5K -643 -5%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$326K +$37.5K +1,073 +12%
TDC
23
Thompson Davis & Co
Virginia
$306K +$332K +9,500 New
WLPWM
24
Walled Lake Planning & Wealth Management
Illinois
$267K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$265K +$80.3K +2,297 +39%