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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.72M +$387K +19,807 +6%
AAM
2
Advisors Asset Management
Colorado
$5.34M -$1.83M -93,792 -25%
GC
3
Guggenheim Capital
Illinois
$4.81M +$914K +46,726 +22%
LPL Financial
4
LPL Financial
California
$2.77M +$467K +23,878 +19%
Bank of America
5
Bank of America
North Carolina
$1.95M -$312K -15,945 -13%
RJA
6
Raymond James & Associates
Florida
$1.62M +$178K +9,113 +12%
Morgan Stanley
7
Morgan Stanley
New York
$1.58M -$555K -28,362 -25%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$840K -$28.9K -1,479 -3%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$827K -$13.7K -702 -2%
DC
10
Davenport & Co
Virginia
$746K -$44.5K -2,275 -5%
UBS Group
11
UBS Group
Switzerland
$727K +$385K +19,686 +101%
Stifel Financial
12
Stifel Financial
Missouri
$677K +$25.2K +1,291 +4%
Osaic Holdings
13
Osaic Holdings
Arizona
$568K -$51.7K -2,643 -8%
SA
14
SFI Advisors
New Jersey
$399K +$420K +21,488 New
BRWA
15
B. Riley Wealth Advisors
Florida
$368K -$2.6K -133 -0.7%
AWS
16
Atria Wealth Solutions
New York
$202K -$22.2K -1,135 -9%
ASN
17
Advisory Services Network
Georgia
$65.7K +$69.2K +3,541 New
BWP
18
Baldwin Wealth Partners
Massachusetts
$37.1K
S
19
SignatureFD
Georgia
$37.1K
SPIA
20
Steward Partners Investment Advisory
New York
$33.4K +$7.82K +400 +29%
SWM
21
Sugarloaf Wealth Management
Georgia
$32K +$939 +48 +3%
NHT
22
New Hampshire Trust
New Hampshire
$30.6K +$32.3K +1,650 New
GWS
23
Glassman Wealth Services
Virginia
$27.4K
HNWAG
24
High Net Worth Advisory Group
Florida
$20.9K +$606 +31 +3%
FIA
25
FNY Investment Advisers
New York
$18K +$1.96K +100 +11%