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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$8.76M -$2.65M -120,969 -21%
Wells Fargo
2
Wells Fargo
California
$7.03M +$341K +15,559 +5%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$5.41M -$441K -20,131 -7%
Bank of America
4
Bank of America
North Carolina
$2.51M -$176K -8,058 -6%
LPL Financial
5
LPL Financial
California
$2.32M -$32K -1,462 -1%
Wolverine Asset Management
6
Wolverine Asset Management
Illinois
$1.72M +$1.77M +80,839 +1,127%
Raymond James & Associates
7
Raymond James & Associates
Florida
$1.63M -$245K -11,200 -12%
Morgan Stanley
8
Morgan Stanley
New York
$1.44M +$33.2K +1,518 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$917K +$106K +4,819 +11%
Hennion & Walsh Asset Management
10
Hennion & Walsh Asset Management
New Jersey
$899K -$4.18K -191 -0.4%
Davenport & Co
11
Davenport & Co
Virginia
$884K -$12K -550 -1%
Osaic Holdings
12
Osaic Holdings
Arizona
$755K +$233K +10,648 +38%
Stifel Financial
13
Stifel Financial
Missouri
$715K -$745K -34,040 -48%
UBS Group
14
UBS Group
Switzerland
$403K +$58.4K +2,668 +15%
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
$351K -$39.2K -1,789 -9%
Invesco
16
Invesco
Georgia
$339K -$250K -11,425 -40%
B. Riley Wealth Advisors
17
B. Riley Wealth Advisors
Florida
$320K +$7.99K +365 +2%
Atria Wealth Solutions
18
Atria Wealth Solutions
New York
$237K -$1.16K -53 -0.4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$227K -$10K -456 -4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$215K – – –
Baldwin Wealth Partners
21
Baldwin Wealth Partners
Massachusetts
$39K – – –
Sugarloaf Wealth Management
22
Sugarloaf Wealth Management
Georgia
$32K +$832 +38 +2%
Glassman Wealth Services
23
Glassman Wealth Services
Virginia
$29K – – –
Steward Partners Investment Advisory
24
Steward Partners Investment Advisory
New York
$23K -$6.57K -300 -20%
High Net Worth Advisory Group
25
High Net Worth Advisory Group
Florida
$21K +$5.3K +242 +29%