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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.2M +$197K +8,919 +2%
LPL Financial
2
LPL Financial
California
$6.43M -$2.03M -91,830 -23%
AAM
3
Advisors Asset Management
Colorado
$6.09M +$86.8K +3,924 +1%
GC
4
Guggenheim Capital
Illinois
$5.84M +$478K +21,630 +9%
RJA
5
Raymond James & Associates
Florida
$2.76M -$109K -4,945 -4%
Bank of America
6
Bank of America
North Carolina
$2.2M -$4.38K -198 -0.2%
Morgan Stanley
7
Morgan Stanley
New York
$1.4M -$910K -41,144 -38%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.06M +$62.4K +2,823 +6%
Citadel Advisors
9
Citadel Advisors
Florida
$804K +$839K +37,912 New
WAM
10
Wolverine Asset Management
Illinois
$685K +$714K +32,285 New
DC
11
Davenport & Co
Virginia
$587K
BRWA
12
B. Riley Wealth Advisors
Florida
$539K +$41.2K +1,864 +8%
GJWM
13
Gilliland Jeter Wealth Management
Arkansas
$530K +$7.65K +346 +1%
MP
14
McDonald Partners
Ohio
$524K
Invesco
15
Invesco
Georgia
$503K +$30.1K +1,363 +6%
Osaic Holdings
16
Osaic Holdings
Arizona
$471K -$156K -7,068 -24%
SFS
17
Shaker Financial Services
Virginia
$454K +$474K +21,409 New
Stifel Financial
18
Stifel Financial
Missouri
$451K +$14.6K +658 +3%
LCM
19
Landscape Capital Management
New Jersey
$301K +$314K +14,188 New
UBS Group
20
UBS Group
Switzerland
$281K +$45.6K +2,063 +18%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$268K +$82.8K +3,745 +42%
HWAM
22
Hennion & Walsh Asset Management
New Jersey
$251K -$21.4K -967 -8%
NA
23
NewEdge Advisors
Louisiana
$90.9K +$177 +8 +0.2%
SPIA
24
Steward Partners Investment Advisory
New York
$67.9K
RCM
25
Raleigh Capital Management
North Carolina
$57.5K +$59.9K +2,709 New