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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$34M +$3.93M +118,456 +25%
GC
2
Guggenheim Capital
Illinois
$12.2M +$1.86M +56,110 +19%
Wells Fargo
3
Wells Fargo
California
$11.6M +$1.64M +49,375 +17%
Bank of America
4
Bank of America
North Carolina
$4.85M +$80.3K +2,420 +2%
UBS Group
5
UBS Group
Switzerland
$2.93M +$2.22M +66,865 +382%
LPL Financial
6
LPL Financial
California
$2.56M +$509K +15,349 +26%
RJA
7
Raymond James & Associates
Florida
$2.42M -$385K -11,616 -14%
Stifel Financial
8
Stifel Financial
Missouri
$2.34M +$492K +14,824 +28%
Morgan Stanley
9
Morgan Stanley
New York
$2.04M -$94K -2,833 -5%
Invesco
10
Invesco
Georgia
$2.03M +$188K +5,662 +11%
DC
11
Davenport & Co
Virginia
$1.87M -$21.6K -650 -1%
Cohen & Steers
12
Cohen & Steers
New York
$1.54M -$1.32M -39,922 -47%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.29M -$148K -4,471 -11%
SFS
14
Shaker Financial Services
Virginia
$875K
SIA
15
Sit Investment Associates
Minnesota
$844K +$807K +24,326 New
Osaic Holdings
16
Osaic Holdings
Arizona
$640K -$3.19K -96 -0.5%
HWAM
17
Hennion & Walsh Asset Management
New Jersey
$530K +$507K +15,276 New
ACH
18
ArrowMark Colorado Holdings
Colorado
$525K -$32.4K -975 -6%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$492K -$18.5K -558 -4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$462K -$4.15K -125 -0.9%
BRWA
21
B. Riley Wealth Advisors
Florida
$422K +$5.61K +169 +1%
KA
22
Kovack Advisors
Florida
$416K +$398K +12,000 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$394K -$386K -11,621 -51%
PAG
24
Private Advisor Group
New Jersey
$297K +$3.35K +101 +1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$295K +$46.5K +1,400 +20%