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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6.85M +$1.04M +48,678 +20%
GC
2
Guggenheim Capital
Illinois
$6.61M -$103K -4,847 -2%
Wells Fargo
3
Wells Fargo
California
$6.37M +$245K +11,486 +4%
WAM
4
Wolverine Asset Management
Illinois
$3.28M +$2.29M +107,422 +306%
Cohen & Steers
5
Cohen & Steers
New York
$3.19M
Bank of America
6
Bank of America
North Carolina
$3.08M -$353K -16,545 -11%
RJA
7
Raymond James & Associates
Florida
$2.99M +$392K +18,394 +17%
Morgan Stanley
8
Morgan Stanley
New York
$1.33M +$266K +12,475 +28%
LPL Financial
9
LPL Financial
California
$1.31M +$1.21M +56,785 New
DC
10
Davenport & Co
Virginia
$1.3M +$59.7K +2,800 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$981K -$14.4K -674 -2%
Osaic Holdings
12
Osaic Holdings
Arizona
$885K +$83.4K +3,910 +11%
Invesco
13
Invesco
Georgia
$796K +$229K +10,744 +45%
SFS
14
Shaker Financial Services
Virginia
$786K +$728K +34,103 New
Stifel Financial
15
Stifel Financial
Missouri
$687K +$75.9K +3,558 +14%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$515K +$477K +22,352 New
LCM
17
Landscape Capital Management
New Jersey
$406K -$660K -30,925 -64%
ACH
18
ArrowMark Colorado Holdings
Colorado
$372K
WS
19
Wedbush Securities
California
$325K
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$323K -$27.7K -1,300 -8%
UBS Group
21
UBS Group
Switzerland
$316K +$23.7K +1,112 +9%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$310K -$14.1K -662 -5%
Goldman Sachs
23
Goldman Sachs
New York
$246K -$48.9K -2,292 -18%
BRWA
24
B. Riley Wealth Advisors
Florida
$229K +$211K +9,909 New
PAG
25
Private Advisor Group
New Jersey
$166K +$154K +7,222 New