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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$12.2M -$352K -15,851 -3%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$10.2M +$10M +449,639 New
Bank of America
3
Bank of America
North Carolina
$6.23M +$285K +12,857 +5%
Invesco
4
Invesco
Georgia
$4.45M -$71.9K -3,241 -2%
Wells Fargo
5
Wells Fargo
California
$1.95M +$356K +16,024 +23%
Raymond James & Associates
6
Raymond James & Associates
Florida
$1.92M +$286K +12,887 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.27M -$99K -4,462 -7%
Morgan Stanley
8
Morgan Stanley
New York
$987K -$14.6K -660 -1%
Ladenburg Thalmann Financial Services
9
Ladenburg Thalmann Financial Services
Florida
$755K +$16.8K +759 +2%
Stifel Financial
10
Stifel Financial
Missouri
$465K +$455K +20,483 New
ArrowMark Colorado Holdings
11
ArrowMark Colorado Holdings
Colorado
$422K – – –
Parametric Portfolio Associates
12
Parametric Portfolio Associates
Washington
$417K -$1.03M -46,277 -72%
Wedbush Securities
13
Wedbush Securities
California
$306K -$11.1K -500 -4%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$285K +$10.1K +455 +4%
UBS Group
15
UBS Group
Switzerland
$225K -$9.08K -409 -4%
USCA RIA
16
USCA RIA
Texas
$200K +$196K +8,810 New
Advisor Group
17
Advisor Group
Arizona
$135K +$72.1K +3,247 +119%
Thompson Davis & Co
18
Thompson Davis & Co
Virginia
$57K – – –
MGO One Seven
19
MGO One Seven
Ohio
$5K -$20.8K -935 -81%
Citigroup
20
Citigroup
New York
$1K -$488 -22 -42%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
– -$250K -11,469 Closed
Calton & Associates
22
Calton & Associates
Florida
– -$1K -84 Closed